# The not-so-anomalous magnetic moment of an electron

**Note**: Check the revised paper on this topic. The substance is the same, but it is a more coherent development.

Jean Louis Van Belle, 23 December 2018

**Original post**:

I am going to expose a bright shining lie in (quantum) physics in this post: what is referred to as the electron’s anomalous magnetic moment is actually *not *a magnetic moment, and it is not anomalous. Let’s start with the first remark. The anomalous magnetic moment is not a magnetic moment. It is just some (real) number: it’s a ratio, to be precise. It does not have any physical dimension. If it would be an actual magnetic moment then we would measure it as we usually do in the context of quantum mechanics, and that is in terms of the Bohr magneton, which is equal to: μ_{B} = q_{e}ħ/2m ≈ 9.274×10^{−24} *joule per tesla*.[1]

So what is the electron’s anomalous magnetic moment – denoted by *a _{e}* – then? It is

*defined*as the (half-)difference between (1) some supposedly

*real*gyromagnetic ratio (g

_{e}) and (2) Dirac’s theoretical value for the gyromagnetic ratio of a spin-only electron (g = 2)[2]:This immediately triggers an obvious question: why would we use the g-factor of a spin-only electron. This is a very weird thing to do, because the electron in the cyclotron (a Penning trap) is actually

*not*a spin-only electron: it follows an orbital motion – as we will explain shortly.

So… Well… It is also routinely said (and written) that its* measured* value is equal to 0.00115965218085(76). The 76 (between brackets) is the uncertainty – which looks pretty certain, because it is equal to 0.00000000000076. Hence, the precision here is equivalent to 76 *parts per trillion *(ppt). It is measured as a standard deviation.[3] However, the problem is that these experiments actually do *not *directly measure *a*_{e}. What is being measured in the so-called *Penning traps *that are used in these experiments (think of them as a sort of cyclotron) are two slightly different frequencies – an orbital frequency and a precession frequency, to be precise – and *a*_{e} is then *calculated *as the fractional difference between the two:Let us go through the motions here – literally. The orbital frequency *f _{c}* is the cyclotron frequency: a charged particle in a Penning trap will move in a circular orbit whose frequency depends on the charge, its mass and the strength of the magnetic field

*only*. Let us give you the formula (we will derive it for you in an instant):The subscript

*c*stands for

*c*yclotron – or

*c*ircular, if you want. We should not think of the speed of light here! In fact, the orbital velocity is a (relatively small) fraction of the speed of light and we can, therefore, use non-relativistic formulas. The derivation of the formula is quite straightforward – but we find it useful to recap it. It is based on a simple analysis of the Lorentz force, which is just the magnetic force here[4]:

**F**=

**(q×**

*v***). Note that the frequency does**

*B**not*depend on the velocity or the radius of the circular motion. This is actually the whole idea of the trap: the electron can be inserted into the trap with a precise kinetic energy and will follow a circular trajectory if the frequency of the alternating voltage is kept constant. This is why we italicized

*only*when writing that the orbital frequency depends on the charge, the mass and the strength of the magnetic field

*only*. So what is the derivation? The Lorentz force is equal to the centripetal force here. We can therefore write:The

*v*

^{2}/

*r*factor is the centripetal acceleration. Hence, the F = m·

*v*

^{2}/

*r*does effectively represent Newton’s force law. The equation above yields the following formula for

*v*and the

*v*/

*r*ratio:Now, the cyclotron frequency

*f*will respect the following equation:Re-arranging and substituting

_{c}*v*for q·

*r*·b/m yields:The associated

*current*will be equal to:Hence, the magnetic moment is equal to:The angular momentum – which we will denote by – is equal to[5]:Hence, we can write the g-factor as:It is what we would expect it to be: it is the gyromagnetic ratio for the

*orbital*moment of the electron. It is

*one*, not 2. Because

*g*is 1, we can write something very obvious:We should also note another equality here:Let us now look at the other frequency

_{c}*f*. It is the

_{s}*Larmor*or precession frequency. It is (also) a classical thing: if we think of the electron as a tiny magnet with a magnetic moment that is proportional to its angular momentum, then it should, effectively,

*precess*in a magnetic field. The analysis of precession is quite straightforward. The geometry of the situation is shown below and we may refer to (almost) any standard physics textbook for the derivation.[6]

It is tempting to use the equality above and write this as:However, we should *not *do this. The precession causes the electron to wobble: its plane of rotation – and, hence, the axis of the angular momentum (and the magnetic moment) – is no longer fixed. This wobbling motion changes the orbital and, therefore, we can no longer trust the values we have used in our formulas for the angular momentum and the magnetic moment. There is, therefore, nothing anomalous about the anomalous magnetic moment. In fact, we should not wonder why it is not zero, but – as we will argue – we should wonder why it is so *nearly* zero.

Let us continue our analysis. It is, in fact, a bit weird to associate a gyromagnetic ratio with this motion, but that is what the physicists doing these experiments do. We will denote this g-factor by *g _{p}*:Hence, we can write the following

*tautology*:You can verify that this is nothing but a tautology by writing it all out:We can, of course, measure the frequency in cycles per second (as opposed to radians per second):Hence, we get the following expression for the so-called anomalous magnetic moment of an electron

*a*

_{e}:Hence, the so-called anomalous magnetic moment of an electron is nothing but the ratio of two mathematical factors – definitions, basically – which we can express in terms of

*actual*frequencies:Our formula for

*a*now becomes:Of course, if we use the μ/J = 2m/q equality, then the

_{e}*f*/

_{p}*f*ratio will be equal to 1/2, and

_{c}*a*will not be zero but −1/2:However, as mentioned above, we should not do that. The precession causes the magnetic moment and the angular momentum to wobble. Hence, there is nothing anomalous about the anomalous magnetic moment. We should not wonder why its value is not zero. We should wonder why it is so

_{e}*nearly*zero.

[1] Needless to say, the tesla is the SI unit for the magnitude of a magnetic field. We can also write it as [**B**] = N/(m∙A), using the SI unit for current, i.e. the ampere (A). Now, 1 C = 1 A∙s and, hence, 1 N/(m∙A) = 1 (N/C)/(m/s). Hence, the physical dimension of the magnetic field is the physical dimension of the electric field (N/C) divided by m/s. We like the [**E**] = [**B**]·m/s expression because it reflects the *geometry *of the electric and magnetic field vectors.

[2] See: Physics Today, 1 August 2006, p. 15 (https://physicstoday.scitation.org/doi/10.1063/1.2349714). The article also explains the methodology of the experiment in terms of the frequency measurements, which we explain above.

[3] See: G. Gabrielse, D. Hanneke, T. Kinoshita, M. Nio, and B. Odom, New Determination of the Fine Structure Constant from the Electron g Value and QED, Phys. Rev. Lett. 97, 030802 (2006). More recent theory and experiments may have come up with an even more precise number.

[4] Our derivation is based on the following reference: https://www.didaktik.physik.uni-muenchen.de/elektronenbahnen/en/b-feld/anwendung/zyklotron2.php.

[5] J is the symbol which Feynman uses. In many articles and textbooks, one will read L instead of J. Note that the symbols may be confusing: I is a current, but *I *is the moment of inertia. It is equal to m·*r*^{2} for a rotating mass.

[6] We like the intuitive – but precise – explanation in Feynman’s *Lectures *(II-34-3), from which we also copied the illustration.

# An intuitive interpretation of Einstein’s mass-energy equivalence relation

My dear readers – I haven’t published much lately, because I try to summarize my ideas now in short articles that might be suitable for publication in a journal. I think the latest one (on Einstein’s mass-energy relation) should be of interest. Let me just insert the summary here:

The radial velocity formula and the Planck-Einstein relation give us the *Zitterbewegung* (*zbw)* frequency (E = ħω = E/ħ) and *zbw* radius (*a* = *c*/ω = *c*ħ/m*c*^{2} = ħ/m*c*) of the electron. We interpret this by noting that the *c* = *a*ω identity gives us the E = m*c*^{2} = m*a*^{2}ω^{2} equation, which suggests we should combine the total energy (kinetic and potential) of *two *harmonic oscillators to explain the electron mass. We do so by interpreting the elementary wavefunction as a two-dimensional (harmonic) electromagnetic oscillation in real space which drives the pointlike charge along the *zbw* current ring. This implies a *dual *view of the reality of the real and imaginary part of the wavefunction:

- The
*x*=*a*cos(ωt) and*y*=*a*·sin(ωt) equations describe the motion of the pointlike charge. - As an electromagnetic oscillation, we write it as
*E*_{0}=*E*_{0}cos(ωt+π/2) +*i*·*E*_{0}·sin(ωt+π/2).

The magnitudes of the oscillation *a* and *E*_{0} are expressed in distance (*m*) and force per unit charge (N/C) respectively and are related because the energy of both oscillations is one and the same. The model – which implies the energy of the oscillation and, therefore, the effective mass of the electron is spread over the *zbw* disk – offers an equally intuitive explanation for the angular momentum, magnetic moment and the *g*-factor of charged spin-1/2 particles. Most importantly, the model also offers us an intuitive interpretation of Einstein’s enigmatic mass-energy equivalence relation. Going from the stationary to the moving reference frame, we argue that the plane of the *zbw *oscillation should be parallel to the direction of motion so as to be consistent with the results of the Stern-Gerlach experiment.

So… Well… Have fun with it ! I think I am going to sign off. 🙂 Yours – JL

# Polarization states as hidden variables?

This post explores the limits of the physical interpretation of the wavefunction we have been building up in previous posts. It does so by examining if it can be used to provide a hidden-variable theory for explaining quantum-mechanical interference. The hidden variable is the polarization state of the photon.

The outcome is as expected: the theory does not work. Hence, this paper clearly shows the limits of any physical or geometric interpretation of the wavefunction.

This post sounds somewhat academic because it is, in fact, a draft of a paper I might try to turn into an article for a journal. There is a useful addendum to the post below: it offers a more sophisticated analysis of linear and circular polarization states (see: Linear and Circular Polarization States in the Mach-Zehnder Experiment). Have fun with it !

# A physical interpretation of the wavefunction

Duns Scotus wrote: *pluralitas non est ponenda sine necessitate*. Plurality is not to be posited without necessity.[1] And William of Ockham gave us the intuitive* lex parsimoniae*: the simplest solution tends to be the correct one.[2] But redundancy in the description does not seem to bother physicists. When explaining the basic axioms of quantum physics in his famous *Lectures *on quantum mechanics, Richard Feynman writes:

“We are not particularly interested in the mathematical problem of finding the minimum set of independent axioms that will give all the laws as consequences. Redundant *truth* does not bother us. We are satisfied if we have a set that is complete and not apparently inconsistent.”[3]

Also, most introductory courses on quantum mechanics will show that both ψ = exp(*i*θ) = exp[*i*(kx-ωt)] and ψ* = exp(-*i*θ) = exp[-*i*(kx-ωt)] = exp[*i*(ωt-kx)] = -ψ are acceptable waveforms for a particle that is propagating in the *x*-direction. Both have the required mathematical properties (as opposed to, say, some real-valued sinusoid). We would then think some proof should follow of why one would be better than the other or, preferably, one would expect as a discussion on what these two mathematical possibilities might represent¾but, no. That does not happen. The physicists conclude that “the choice is a matter of convention and, happily, most physicists use the same convention.”[4]

Instead of making a choice here, we could, perhaps, use the various mathematical possibilities to incorporate spin in the description, as real-life particles – think of electrons and photons here – have two spin states[5] (*up* or *down*), as shown below.

**Table ****1**: Matching mathematical possibilities with physical realities?[6]

Spin and direction | Spin up |
Spin down |

Positive x-direction |
ψ = exp[i(kx-ωt)] |
ψ* = exp[i(ωt-kx)] |

Negative x-direction |
χ = exp[i(ωt-kx)] |
χ* = exp[i(kx+ωt)] |

That would make sense – for several reasons. First, theoretical spin-zero particles do not exist and we should therefore, perhaps, not use the wavefunction to describe them. More importantly, it is relatively easy to show that the weird 720-degree symmetry of spin-1/2 particles collapses into an ordinary 360-degree symmetry and that we, therefore, would have no need to describe them using spinors and other complicated mathematical objects.[7] Indeed, the 720-degree symmetry of the wavefunction for spin-1/2 particles is based on an assumption that the amplitudes C’_{up} = -C_{up} and C’_{down} = -C_{down} represent the same state—the same physical reality. As Feynman puts it: “Both amplitudes are just multiplied by −1 which gives back the original physical system. It is a case of a common phase change.”[8]

In the physical interpretation given in Table 1, these amplitudes do *not *represent the same state: the minus sign effectively reverses the spin direction. Putting a minus sign in front of the wavefunction amounts to taking its complex conjugate: -ψ = ψ*. But what about the common phase change? There is no *common *phase change here: Feynman’s argument derives the C’_{up} = -C_{up} and C’_{down} = -C_{down} identities from the following equations: C’_{up} = *e*^{iπ}C_{up} and C’_{down} = *e*^{–}^{iπ}C_{down}. The two phase factors are *not* the same: +π and -π are *not* the same. In a geometric interpretation of the wavefunction, +π is a counterclockwise rotation over 180 degrees, while -π is a clockwise rotation. We end up at the same point (-1), but it matters how we get there: -1 is a complex number with two different meanings.

We have written about this at length and, hence, we will not repeat ourselves here.[9] However, this realization – that one of the key propositions in quantum mechanics is basically flawed – led us to try to question an axiom in quantum math that is much more fundamental: the loss of determinism in the description of interference.

The reader should feel reassured: the attempt is, ultimately, *not *successful—but it is an interesting exercise.

# The loss of determinism in quantum mechanics

The standard MIT course on quantum physics vaguely introduces Bell’s Theorem – labeled as a *proof* of what is referred to as the inevitable *loss of determinism *in quantum mechanics – early on. The argument is as follows. If we have a polarizer whose optical axis is aligned with, say, the ** x**-direction, and we have light coming in that is polarized along some other direction, forming an angle α with the

**-direction, then we**

*x**know*– from experiment – that the

*intensity*of the light (or the fraction of the beam’s energy, to be precise) that goes through the polarizer will be equal to

*cos*

^{2}α.

But, in quantum mechanics, we need to analyze this in terms of photons: a fraction *cos*^{2}α of the photons must go through (because photons carry energy and that’s the fraction of the energy that is transmitted) and a fraction 1-*cos*^{2}α must be absorbed. The mentioned MIT course then writes the following:

“If all the photons are identical, why is it that what happens to one photon does not happen to all of them? The answer in quantum mechanics is that there is indeed a loss of determinism. No one can predict if a photon will go through or will get absorbed. The best anyone can do is to predict probabilities. Two escape routes suggest themselves. Perhaps the polarizer is not really a homogeneous object and depending exactly on where the photon is it either gets absorbed or goes through. Experiments show this is not the case.

A more intriguing possibility was suggested by Einstein and others. A possible way out, they claimed, was the existence of hidden variables. The photons, while apparently identical, would have other hidden properties, not currently understood, that would determine with certainty which photon goes through and which photon gets absorbed. Hidden variable theories would seem to be untestable, but surprisingly they can be tested. Through the work of John Bell and others, physicists have devised clever experiments that rule out most versions of hidden variable theories. No one has figured out how to restore determinism to quantum mechanics. It seems to be an impossible task.”[10]

The student is left bewildered here. Are there only two escape routes? And is this the way how polarization works, really? Are all photons identical? The Uncertainty Principle tells us that their momentum, position, or energy will be somewhat random. Hence, we do not need to assume that the polarizer is nonhomogeneous, but we need to think of what might distinguish the individual photons.

Considering the nature of the problem – a photon goes through or it doesn’t – it would be nice if we could find a binary identifier. The most obvious candidate for a hidden variable would be the polarization direction. If we say that light is polarized along the ** x**-direction, we should, perhaps, distinguish between a plus and a minus direction? Let us explore this idea.

# Linear polarization states

The simple experiment above – linearly polarized light going through a polaroid – involves linearly polarized light. We can easily distinguish between left- and right-hand *circular* polarization, but if we have *linearly* polarized light, can we distinguish between a plus and a minus direction? Maybe. Maybe not. We can surely think about different *relative *phases and how that could potentially have an impact on the interaction with the molecules in the polarizer.

Suppose the light is polarized along the *x*-direction. We know the component of the electric field vector along the y-axis[11] will then be equal to *E*_{y} = 0, and the magnitude of the *x*-component of ** E** will be given by a sinusoid. However, here we have two distinct possibilities:

*E*

_{x}=

*cos*(ω·t) or, alternatively,

*E*

_{x}=

*sin*(ω·t). These are the same functions but – crucially important – with a phase difference of 90°:

*sin*(ω·t) =

*cos*(ω·t + π/2).

**Figure ****1**: Two varieties of linearly polarized light?[12]

Would this matter? Sure. We can easily come up with some classical explanations of why this would matter. Think, for example, of birefringent material being defined in terms of quarter-wave plates. In fact, the more obvious question is: why would this *not *make a difference?

Of course, this triggers another question: why would we have *two* possibilities only? What if we add an additional 90° shift to the phase? We know that *cos*(ω·t + π) = –*cos*(ω·t). We cannot reduce this to *cos*(ω·t) or *sin*(ω·t). Hence, if we think in terms of 90° phase differences, then –*cos*(ω·t) = *cos*(ω·t + π) and –*sin*(ω·t) = *sin*(ω·t + π) are different waveforms too. In fact, why should we think in terms of 90° phase shifts only? Why shouldn’t we think of a continuum of linear polarization states?

We have no sensible answer to that question. We can only say: this is quantum mechanics. We think of a photon as a spin-one particle and, for that matter, as a rather particular one, because it misses the zero state: it is either up, or down. We may now also assume two (linear) polarization states for the molecules in our polarizer and suggest a basic theory of interaction that may or may not explain this very basic fact: a photon gets absorbed, or it gets transmitted. The theory is that if the photon and the molecule are in the same (linear) polarization state, then we will have constructive interference and, somehow, a photon gets through.[13] If the linear polarization states are opposite, then we will have destructive interference and, somehow, the photon is absorbed. Hence, our hidden variables theory for the simple situation that we discussed above (a photon does or does not go through a polarizer) can be summarized as follows:

Linear polarization state | Incoming photon up (+) |
Incoming photon down (-) |

Polarizer molecule up (+) |
Constructive interference: photon goes through |
Destructive interference: photon is absorbed |

Polarizer molecule down (-) |
Destructive interference: photon is absorbed |
Constructive interference: photon goes through |

Nice. No loss of determinism here. But does it work? The quantum-mechanical mathematical framework is not there to explain how a polarizer could possibly work. It is there to explain the interference of a particle with itself. In Feynman’s words, this is the phenomenon “which is impossible, *absolutely *impossible, to explain in any classical way, and which has in it the heart of quantum mechanics.”[14]

So, let us try our new theory of polarization states as a hidden variable on one of those interference experiments. Let us choose the standard one: the Mach-Zehnder interferometer experiment.

# Polarization states as hidden variables in the Mach-Zehnder experiment

The setup of the Mach-Zehnder interferometer is well known and should, therefore, probably not require any explanation. We have two beam splitters (BS1 and BS2) and two perfect mirrors (M1 and M2). An incident beam coming from the left is split at BS1 and recombines at BS2, which sends two outgoing beams to the photon detectors D0 and D1. More importantly, the interferometer can be set up to produce a precise interference effect which ensures all the light goes into D0, as shown below. Alternatively, the setup may be altered to ensure all the light goes into D1.

**Figure ****2**: The Mach-Zehnder interferometer[15]

The classical explanation is easy enough. It is only when we think of the beam as consisting of individual photons that we get in trouble. Each photon must then, *somehow*, interfere with itself which, in turn, requires the photon to, *somehow*, go through both branches of the interferometer at the same time. This is solved by the magical concept of the probability amplitude: we think of two contributions *a *and *b *(see the illustration above) which, just like a wave, interfere to produce the desired result¾except that we are told that we should not try to think of these contributions as actual waves.

So that is the quantum-mechanical explanation and it sounds crazy and so we do not want to believe it. Our hidden variable theory should now show the photon does travel along one path only. If the apparatus is set up to get all photons in the D0 detector, then we might, perhaps, have a sequence of events like this:

Photon polarization |
At BS1 |
At BS2 |
Final result |

Up (+) |
Photon is reflected | Photon is reflected | Photon goes to D0 |

Down (–) |
Photon is transmitted | Photon is transmitted | Photon goes to D0 |

Of course, we may also set up the apparatus to get all photons in the D1 detector, in which case the sequence of events might be this:

Photon polarization |
At BS1 |
At BS2 |
Final result |

Up (+) |
Photon is reflected | Photon is transmitted | Photon goes to D1 |

Down (–) |
Photon is transmitted | Photon is reflected | Photon goes to D1 |

This is a nice symmetrical explanation that does *not *involve any quantum-mechanical weirdness. The problem is: it cannot work. Why not? What happens if we *block *one of the two paths? For example, let us block the lower path in the setup where all photons went to D0. We know – from experiment – that the outcome will be the following:

Final result |
Probability |

Photon is absorbed at the block | 0.50 |

Photon goes to D0 | 0.25 |

Photon goes to D1 | 0.25 |

How is this possible? Before blocking the lower path, no photon went to D1. They all went to D0. If our hidden variable theory was correct, the photons that do *not* get absorbed should also go to D0, as shown below.

Photon polarization |
At BS1 |
At BS2 |
Final result |

Up (+) |
Photon is reflected | Photon is reflected | Photon goes to D0 |

Down (–) |
Photon is absorbed | Photon was absorbed | Photon was absorbed |

# Conclusion

Our hidden variable theory does not work. Physical or geometric interpretations of the wavefunction are nice, but they do not explain quantum-mechanical interference. Their value is, therefore, didactic only.

Jean Louis Van Belle, 2 November 2018

# References

This paper discusses general principles in physics only. Hence, references were limited to references to general textbooks and courses and physics textbooks only. The two key references here are the MIT introductory course on quantum physics and Feynman’s *Lectures* – both of which can be consulted online. Additional references to other material are given in the text itself (see footnotes).

[1] Duns Scotus, *Commentaria*.

[2] See: https://en.wikipedia.org/wiki/Occam%27s_razor.

[3] Feynman’s *Lectures *on Quantum Mechanics, Vol. III, Chapter 5, Section 5.

[4] See, for example, the MIT’s edX Course 8.04.1*x *(Quantum Physics), Lecture Notes, Chapter 4, Section 3.

[5] Photons are spin-one particles but they do *not* have a spin-zero state.

[6] Of course, the formulas only give the *elementary *wavefunction. The wave *packet* will be a Fourier sum of such functions.

[7] See, for example, https://warwick.ac.uk/fac/sci/physics/staff/academic/mhadley/explanation/spin/, accessed on 30 October 2018

[8] Feynman’s *Lectures *on Quantum Mechanics, Vol. III, Chapter 6, Section 3.

[9] Jean Louis Van Belle, *Euler’s wavefunction* (http://vixra.org/abs/1810.0339, accessed on 30 October 2018)

[10] See: MIT edX Course 8.04.1*x *(Quantum Physics), Lecture Notes, Chapter 1, Section 3 (*Loss of determinism*).

[11] The *z*-direction is the direction of wave propagation in this example. In quantum mechanics, we often define the direction of wave propagation as the *x*-direction. This will, hopefully, not confuse the reader. The choice of axes is usually clear from the context.

[12] Source of the illustration: https://upload.wikimedia.org/wikipedia/commons/7/71/Sine_cosine_one_period.svg..

[13] Classical theory assumes an atomic or molecular system will absorb a photon and, therefore, be in an excited state (with higher energy). The atomic or molecular system then goes back into its ground state by emitting another photon with the same energy. Hence, we should probably not think in terms of a *specific* photon getting through.

[14] Feynman’s *Lectures *on Quantum Mechanics, Vol. III, Chapter 1, Section 1.

[15] Source of the illustration: MIT edX Course 8.04.1*x *(Quantum Physics), Lecture Notes, Chapter 1, Section 4 (*Quantum Superpositions*).

# Surely You’re Joking, Mr Feynman !

I think I cracked the nut. Academics always throw two nasty arguments into the discussion on any geometric or physical interpretations of the wavefunction:

- The superposition of wavefunctions is done in the complex space and, hence, the assumption of a real-valued envelope for the wavefunction is, therefore, not acceptable.
- The wavefunction for spin-1/2 particles cannot represent any real object because of its 720-degree symmetry in space. Real objects have the same spatial symmetry as space itself, which is 360 degrees. Hence, physical interpretations of the wavefunction are nonsensical.

Well… I’ve finally managed to deconstruct those arguments – using, paradoxically, Feynman’s own arguments against him. Have a look: click the link to my latest paper ! Enjoy !

# The metaphysics of physics

I realized that my last posts were just some crude and rude soundbites, so I thought it would be good to briefly summarize them into something more coherent. Please let me know what you think of it.

# The Uncertainty Principle: epistemology versus physics

Anyone who has read anything about quantum physics will know that its concepts and principles are very non-intuitive. Several interpretations have therefore emerged. The mainstream interpretation of quantum mechanics is referred to as the Copenhagen interpretation. It mainly distinguishes itself from more frivolous interpretations (such as the many-worlds and the pilot-wave interpretations) because it is… Well… Less frivolous. Unfortunately, the Copenhagen interpretation itself seems to be subject to interpretation.

One such interpretation may be referred to as radical skepticism – or radical empiricism[1]: we can only say something meaningful about Schrödinger’s cat if we open the box and observe its state. According to this rather particular viewpoint, we cannot be sure of its reality if we don’t make the observation. All we can do is describe its reality by a superposition of the two *possible *states: dead or alive. That’s Hilbert’s logic[2]: the two states (dead or alive) are mutually exclusive but we add them anyway. If a tree falls in the wood and no one hears it, then it is both standing and not standing. Richard Feynman – who may well be the most eminent representative of mainstream physics – thinks this epistemological position is nonsensical, and I fully agree with him:

“A real tree falling in a real forest makes a sound, of course, even if nobody is there. Even if no one is present to hear it, there are other traces left. The sound will shake some leaves, and if we were careful enough we might find somewhere that some thorn had rubbed against a leaf and made a tiny scratch that could not be explained unless we assumed the leaf were vibrating.” (*Feynman’s Lectures*, III-2-6)

So what is the mainstream physicist’s interpretation of the Copenhagen interpretation of quantum mechanics then? To fully answer that question, I should encourage the reader to read all of Feynman’s Lectures on quantum mechanics. But then you are reading this because you don’t want to do that, so let me quote from his introductory Lecture on the Uncertainty Principle: “Making an observation affects the phenomenon. *The point is that the effect cannot be disregarded or minimized or decreased arbitrarily by rearranging the apparatus. When we look for a certain phenomenon we cannot help but disturb it in a certain minimum way.*” (ibidem)

It has nothing to do with consciousness. Reality and consciousness are two very different things. After having concluded the tree did make a noise, even if no one was there to hear it, he wraps up the philosophical discussion as follows: “We might ask: was there a *sensation* of sound? No, sensations have to do, presumably, with consciousness. And whether ants are conscious and whether there were ants in the forest, or whether the tree was conscious, we do not know. Let us leave the problem in that form.” In short, I think we can all agree that the cat is dead *or *alive, or that the tree is standing or not standing¾regardless of the observer. It’s a binary situation. Not something in-between. The box obscures our view. That’s all. There is nothing more to it.

Of course, in quantum physics, we don’t study cats but look at the behavior of photons and electrons (we limit our analysis to quantum electrodynamics – so we won’t discuss quarks or other *sectors *of the so-called Standard Model of particle physics). The question then becomes: what can we reasonably say about the electron – or the photon – before we observe it, or before we make any measurement. Think of the Stein-Gerlach experiment, which tells us that we’ll always measure the angular momentum of an electron – along any axis we choose – as either +ħ/2 or, else, as -ħ/2. So what’s its *state *before it enters the apparatus? Do we have to assume it has some *definite* angular momentum, and that its value is as binary as the state of our cat (dead or alive, *up *or *down*)?

We should probably explain what we mean by a *definite *angular momentum. It’s a concept from classical physics, and it assumes a precise *value *(or magnitude) along some precise *direction*. We may challenge these assumptions. The direction of the angular momentum may be changing all the time, for example. If we think of the electron as a pointlike charge – whizzing around in its own space – then the concept of a precise direction of its angular momentum becomes quite fuzzy, because it changes all the time. And if its direction is fuzzy, then its value will be fuzzy as well. In classical physics, such fuzziness is not allowed, because angular momentum is conserved: it takes an outside force – or *torque *– to change it. But in quantum physics, we have the Uncertainty Principle: some energy (force over a distance, remember) can be borrowed – so to speak – as long as it’s swiftly being returned – within the quantitative limits set by the Uncertainty Principle: ΔE·Δt = ħ/2.

Mainstream physicists – including Feynman – do not try to think about this. For them, the Stern-Gerlach apparatus is just like Schrödinger’s box: it obscures the view. The cat is dead *or *alive, and each of the two states has some probability – but they must add up to one – and so they will write the *state *of the electron before it enters the apparatus as the superposition of the *up *and *down *states. I must assume you’ve seen this before:

|ψ〉 = *C*_{up}|up〉 + *C*_{down}|down〉

It’s the so-called *Dirac *or *bra-ket *notation. *C*_{up} is the amplitude for the electron spin to be equal to +ħ/2 along the chosen direction – which we refer to as the *z*-direction because we will choose our reference frame such that the *z*-axis coincides with this chosen direction – and, likewise, *C*_{up} is the amplitude for the electron spin to be equal to -ħ/2 (along the same direction, obviously). *C*_{up} and *C*_{up} will be functions, and the associated probabilities will vary sinusoidally – with a phase difference so as to make sure both add up to one.

The model is consistent, but it feels like a mathematical trick. This description of reality – if that’s what it is – does *not *feel like a model of a *real *electron. It’s like reducing the cat in our box to the mentioned fuzzy state of being alive and dead at the same time. Let’s try to come up with something more exciting. 😊

[1] Academics will immediately note that radical empiricism and radical skepticism are very different epistemological positions but we are discussing some basic principles in physics here rather than epistemological theories.

[2] The reference to Hilbert’s logic refers to Hilbert spaces: a Hilbert space is an abstract vector space. Its properties allow us to work with quantum-mechanical states, which become *state vectors*. You should not confuse them with the real or complex vectors you’re used to. The only thing state vectors have in common with real or complex vectors is that (1) we also need a *base *(aka as a *representation* in quantum mechanics) to define them and (2) that we can make linear combinations.

# The ‘flywheel’ electron model

Physicists describe the reality of electrons by a *wavefunction*. If you are reading this article, you know how a wavefunction looks like: it is a superposition of *elementary *wavefunctions. These elementary wavefunctions are written as A* _{i}*·exp(-

*i*θ

*), so they have an amplitude A*

_{i}*and an argument θ*

_{i}*= (E*

_{i}*/ħ)·t – (p*

_{i}*/ħ)·x. Let’s forget about uncertainty, so we can drop the index (*

_{i}*i*) and think of a geometric interpretation of A·exp(-

*i*θ) = A·

*e*

^{–i}

^{θ}.

Here we have a weird thing: physicists think the minus sign in the exponent (-*i*θ) should always be there: the convention is that we get the *imaginary unit *(*i*) by a 90° rotation of the real unit (1) – but the rotation is *counterclockwise *rotation. I like to think a rotation in the *clockwise *direction must also describe something real. Hence, if we are seeking a geometric interpretation, then we should explore the two mathematical possibilities: A·*e*^{–i}^{θ} and A·*e*^{+i}^{θ}. I like to think these two wavefunctions describe the same electron but with opposite spin. How should we visualize this? I like to think of A·*e*^{–i}^{θ} and A·*e*^{+i}^{θ} as two-dimensional harmonic oscillators:

A·*e*^{–i}^{θ} = cos(-θ) + *i*·sin(-θ) = cosθ – *i*·sinθ

A·*e*^{+i}^{θ} = cosθ + *i*·sinθ

So we may want to imagine our electron as a pointlike electric charge (see the green dot in the illustration below) to spin around some center in either of the two possible directions. The cosine keeps track of the oscillation in one dimension, while the sine (plus or minus) keeps track of the oscillation in a direction that is perpendicular to the first one.

**Figure 1: A pointlike charge in orbit**

So we have a weird oscillator in two dimensions here, and we may calculate the energy in this oscillation. To calculate such energy, we need a mass concept. We only have a charge here, but a (moving) charge has an *electromagnetic* mass. Now, the electromagnetic mass of the electron’s charge may or may not explain all the mass of the electron (most physicists think it doesn’t) but let’s assume it does for the sake of the model that we’re trying to build up here. The point is: the theory of electromagnetic mass gives us a very simple explanation for the concept of mass here, and so we’ll use it for the time being. So we have some mass oscillating in two directions simultaneously: we basically assume space is, somehow, elastic. We have worked out the V-2 engine *metaphor *before, so we won’t repeat ourselves here.

**Figure 2: A perpetuum mobile?**

Previously unrelated but *structurally similar* formulas may be related here:

- The energy of an oscillator: E = (1/2)·m·
*a*^{2}ω^{2} - Kinetic energy: E = (1/2)·m·
*v*^{2} - The rotational (kinetic) energy that’s stored in a flywheel: E = (1/2)·I·ω
^{2}= (1/2)·m·*r*^{2}·ω^{2} - Einstein’s energy-mass equivalence relation: E = m·
*c*^{2}

Of course, we are mixing relativistic and non-relativistic formulas here, and there’s the 1/2 factor – but these are minor issues. For example, we were talking not one but *two *oscillators, so we should add their energies: (1/2)·m·*a*^{2}·ω^{2} + (1/2)·m·*a*^{2}·ω^{2} = m·*a*^{2}·ω^{2}. Also, one can show that the classical formula for kinetic energy (i.e. E = (1/2)·m·*v*^{2}) morphs into E = m·*c*^{2} when we use the relativistically correct force equation for an oscillator. So, yes, our metaphor – or our suggested physical interpretation of the wavefunction, I should say – makes sense.

If you know something about physics, then you know the concept of the electromagnetic mass – its mathematical derivation, that is – gives us the classical electron radius, aka as the *Thomson *radius. It’s the smallest of a trio of radii that are relevant when discussing electrons: the other two radii are the Bohr radius and the Compton scattering radius respectively. The Thomson radius is used in the context of elastic scattering: the frequency of the incident particle (usually a photon), and the energy of the electron itself, do not change. In contrast, Compton scattering does change the frequency of the photon that is being scattered, and also impacts the energy of our electron. [As for the Bohr radius, you know that’s the radius of an electron orbital, roughly speaking – or the size of a hydrogen atom, I should say.]

Now, if we combine the E = m·*a*^{2}·ω^{2} and E = m·*c*^{2} equations, then *a*·ω must be equal to *c*, right? Can we show this? Maybe. It is easy to see that we get the desired equality by substituting the amplitude of the oscillation (*a*) for the Compton scattering radius *r *= ħ/(m·c), and ω (the (angular) frequency of the oscillation) by using the Planck relation (ω = E/ħ): * *

*a*·ω = [ħ/(m·*c*)]·[E/ħ] = E/(m·*c*) = m·*c*^{2}/(m·*c*) = *c*

We get a wonderfully simple geometric model of an electron here: an electric charge that spins around in a plane. Its radius is the *Compton *electron radius – which makes sense – and the radial velocity of our spinning charge is the speed of light – which may or may not make sense. Of course, we need an explanation of why this spinning charge doesn’t radiate its energy away – but then we don’t have such explanation anyway. All we can say is that the electron charge seems to be spinning in its own space – that it’s racing along a geodesic. It’s just like mass creates its own space here: according to Einstein’s general relativity theory, gravity becomes a *pseudo*-force—literally: no *real *force. How? I am not sure: the model here assumes the medium – empty space – is, somehow, perfectly elastic: the electron constantly borrows energy from one direction and then returns it to the other – so to speak. A crazy model, yes – but is there anything better? We only want to present a metaphor here: a possible *visualization *of quantum-mechanical models.

However, if this model is to represent anything real, then many more questions need to be answered. For starters, let’s think about an interpretation of the results of the Stern-Gerlach experiment.

# Precession

A spinning charge is a tiny magnet – and so it’s got a *magnetic moment*, which we need to explain the Stern-Gerlach experiment. But it doesn’t explain the *discrete* nature of the electron’s angular momentum: it’s either +ħ/2 or -ħ/2, nothing in-between, and that’s the case *along any direction *we choose. How can we explain this? Also, space is three-dimensional. Why would electrons spin in a perfect plane? The answer is: they don’t.

Indeed, the corollary of the above-mentioned binary value of the angular momentum is that the angular momentum – or the electron’s spin – is never completely along any direction. This may or may not be explained by the *precession *of a spinning charge in a field, which is illustrated below (illustration taken from *Feynman’s Lectures*, II-35-3).

**Figure 3: Precession of an electron in a magnetic field**

So we do have an oscillation in three dimensions here, really – even if our wavefunction is a two-dimensional mathematical object. Note that the measurement (or the Stein-Gerlach apparatus in this case) establishes a line of sight and, therefore, a reference frame, so ‘up’ and ‘down’, ‘left’ and ‘right’, and ‘in front’ and ‘behind’ get meaning. In other words, we establish a *real *space. The question then becomes: how and why does an electron sort of *snap into place*?

The geometry of the situation suggests the logical angle of the angular momentum vector should be 45°. Now, if the value of its *z*-component (i.e. its *projection* on the *z*-axis) is to be equal to ħ/2, then the magnitude of ** J** itself should be

*larger*. To be precise, it should be equal to ħ/√2 ≈ 0.7·ħ (just apply Pythagoras’ Theorem). Is that value compatible with our flywheel model?

Maybe. Let’s see. The *classical *formula for the magnetic moment is μ = I·A, with I the (effective) current and A the (surface) area. The notation is confusing because I is also used for the moment of inertia, or rotational mass, but… Well… Let’s do the calculation. The effective current is the electron charge (q_{e}) divided by the *period *(T) of the orbital revolution: : I = q_{e}/T. The period of the orbit is the *time *that is needed for the electron to complete one loop. That time (T) is equal to the circumference of the loop (2π·*a*) divided by the tangential velocity (*v*_{t}). Now, we suggest *v*_{t} = *r*·ω = *a*·ω = *c*, and the circumference of the loop is 2π·*a*. For *a*, we still use the Compton radius *a *= ħ/(m·*c*). Now, the formula for the area is A = π·*a*^{2}, so we get:

μ = I·A = [q_{e}/T]·π·*a*^{2} = [q_{e}·*c*/(2π·*a*)]·[π·*a*^{2}] = [(q_{e}·*c*)/2]·*a* = [(q_{e}·*c*)/2]·[ħ/(m·*c*)] = [q_{e}/(2m)]·ħ

In a classical analysis, we have the following relation between angular momentum and magnetic moment:

μ = (q_{e}/2m)·J

Hence, we find that the angular momentum J is equal to ħ, so that’s *twice *the measured value. We’ve got a problem. We would have hoped to find ħ/2 or ħ/√2. Perhaps it’s because *a* = ħ/(m·c) is the so-called *reduced* Compton scattering radius…

Well… No.

Maybe we’ll find the solution one day. I think it’s already quite nice we have a model that’s accurate up to a factor of 1/2 or 1/√2. 😊

**Post scriptum**: I’ve turned this into a small article which may or may not be more readable. You can link to it here. Comments are more than welcome.

# Certainty and uncertainty

A lot of the Uncertainty in quantum mechanics is suspiciously certain. For example, we know an electron will always have its spin up or down, *in any direction along which we choose to measure it*, and the value of the angular momentum will, accordingly, be measured as plus or minus ħ/2. That doesn’t sound uncertain to me. In fact, it sounds remarkably *certain*, doesn’t it? We know – we are sure, in fact, because of countless experiments – that the electron will be in either of those two *states*, and we also know that these two states are separated by ħ, Planck’s quantum of action, *exactly*.

Of course, the corollary of this is that the idea of the direction of the angular momentum is a rather fuzzy concept. As Feynman convincingly demonstrates, it is ‘never completely along any direction’. Why? Well… Perhaps it can be explained by the idea of precession?

In fact, the idea of precession might also explain the weird 720° degree symmetry of the wavefunction.

Hmm… Now *that *is an idea to look into ! 🙂

# A Survivor’s Guide to Quantum Mechanics?

When modeling electromagnetic waves, the notion of left versus right circular polarization is quite clear and fully integrated in the mathematical treatment. In contrast, quantum math sticks to the very conventional idea that the imaginary unit (*i*) is – ** always!** – a counter-clockwise rotation by 90 degrees. We all know that –

*i*would do just as an imaginary unit as

*i*, because the

*definition*of the imaginary unit says the only requirement is that its square has to be equal to –1, and (–

*i*)

^{2}is also equal to –1.

So we actually have *two *imaginary units: *i* and –*i*. However, physicists stubbornly think there is only one direction for measuring angles, and that is counter-clockwise. *That’s a mathematical convention, Professor: it’s something in your head only. **It is not real.* Nature doesn’t care about our conventions and, therefore, I feel the spin ‘up’ versus spin ‘down’ should correspond to the two

*mathematical*possibilities: if the ‘up’ state is represented by some complex function, then the ‘down’ state should be represented by its complex conjugate.

This ‘additional’ rule wouldn’t change the basic quantum-mechanical rules – which are written in terms of *state* vectors in a Hilbert space (and, yes, a Hilbert space is an unreal as it sounds: its rules just say you should separate cats and dogs while adding them – which is very sensible advice, of course). However, they would, most probably (just my intuition – I need to prove it), avoid these crazy 720 degree symmetries which inspire the likes of Penrose to say there is no physical interpretation on the wavefunction.

Oh… As for the title of my post… I think it would be a great title for a book – because I’ll need some space to work it all out. 🙂

# Quantum math: garbage in, garbage out?

This post is basically a continuation of my previous one but – as you can see from its title – it is much more aggressive in its language, as I was inspired by a very thoughtful comment on my previous post. Another advantage is that it avoids all of the math. 🙂 It’s… Well… I admit it: it’s just a rant. 🙂 [Those who wouldn’t appreciate the casual style of what follows, can download my paper on it – but that’s much longer and also has a lot more math in it – so it’s a much harder read than this ‘rant’.]

My previous post was actually triggered by an attempt to re-read Feynman’s Lectures on Quantum Mechanics, but in reverse order this time: from the last chapter to the first. [In case you doubt, I did follow the correct logical order when working my way through them for the first time because… Well… There is no other way to get through them otherwise. 🙂 ] But then I was looking at Chapter 20. It’s a Lecture on quantum-mechanical operators – so that’s a topic which, in other textbooks, is usually tackled earlier on. When re-reading it, I realize why people quickly turn away from the topic of physics: it’s a lot of mathematical formulas which are supposed to reflect reality but, in practice, few – if any – of the mathematical concepts are actually being explained. Not in the first chapters of a textbook, not in its middle ones, and… Well… Nowhere, really. Why? Well… To be blunt: I think most physicists themselves don’t really understand what they’re talking about. In fact, as I have pointed out a couple of times already, Feynman himself admits so much:

“Atomic behavior appears peculiar and mysterious to everyone—both to the novice and to the experienced physicist. *Even the experts do not understand it the way they would like to*.”

So… Well… If you’d be in need of a rather spectacular acknowledgement of the shortcomings of physics as a science, here you have it: if you don’t understand what physicists are trying to tell you, don’t worry about it, because they don’t really understand it themselves. 🙂

Take the example of a *physical state*, which is represented by a *state vector*, which we can combine and re-combine using the properties of an abstract *Hilbert space*. Frankly, I think the word is very misleading, because it actually doesn’t describe an *actual* physical state. Why? Well… If we look at this so-called physical state from another angle, then we need to *transform *it using a complicated set of transformation matrices. You’ll say: that’s what we need to do when going from one reference frame to another in classical mechanics as well, isn’t it?

Well… No. In classical mechanics, we’ll describe the physics using geometric vectors in three dimensions and, therefore, the *base *of our reference frame doesn’t matter: because we’re using *real *vectors (such as the electric of magnetic field vectors **E** and **B**), our orientation *vis-á-vis* the object – the *line of sight*, so to speak – doesn’t matter.

In contrast, in quantum mechanics, it does: Schrödinger’s equation – and the wavefunction – has only two degrees of freedom, so to speak: its so-called real and its imaginary dimension. Worse, physicists refuse to give those two dimensions any *geometric *interpretation. Why? I don’t know. As I show in my previous posts, it would be easy enough, right? We know both dimensions must be perpendicular to each other, so we just need to decide if *both *of them are going to be perpendicular to our line of sight. That’s it. We’ve only got two possibilities here which – in my humble view – explain why the matter-wave is different from an electromagnetic wave.

I actually can’t quite believe the craziness when it comes to interpreting the wavefunction: we get everything we’d want to know about our particle through these operators (momentum, energy, position, and whatever else you’d need to know), but mainstream physicists still tell us that the wavefunction is, somehow, not representing anything real. It might be because of that weird 720° symmetry – which, as far as I am concerned, confirms that those state vectors are not the right approach: you can’t represent a complex, asymmetrical shape by a ‘flat’ mathematical object!

* Huh? *Yes. The wavefunction is a ‘flat’ concept: it has two dimensions only, unlike the

*real*vectors physicists use to describe electromagnetic waves (which we may interpret as the wavefunction of the photon). Those have three dimensions, just like the mathematical space we project on events. Because the wavefunction is flat (think of a rotating disk), we have those cumbersome transformation matrices: each time we shift position

*vis-á-vis*the object we’re looking at (

*das Ding an sich*, as Kant would call it), we need to change our description of it. And our description of it – the wavefunction – is all we have, so that’s

*our*reality. However, because that reality changes as per our line of sight, physicists keep saying the wavefunction (or

*das Ding an sich*itself) is, somehow, not real.

Frankly, I do think physicists should take a basic philosophy course: you can’t describe what goes on in three-dimensional space if you’re going to use flat (two-dimensional) concepts, because the objects we’re trying to describe (e.g. non-symmetrical electron orbitals) aren’t flat. Let me quote one of Feynman’s famous lines on philosophers: “These philosophers are always with us, struggling in the periphery to try to tell us something, but they never really understand the subtleties and depth of the problem.” (Feynman’s Lectures, Vol. I, Chapter 16)

Now, I *love *Feynman’s Lectures but… Well… I’ve gone through them a couple of times now, so I do think I have an appreciation of the subtleties and depth of the problem now. And I tend to agree with some of the smarter philosophers: if you’re going to use ‘flat’ mathematical objects to describe three- or four-dimensional reality, then such approach will only get you where we are right now, and that’s a lot of mathematical* mumbo-jumbo* for the poor uninitiated. *Consistent* mumbo-jumbo, for sure, but mumbo-jumbo nevertheless. 🙂 So, yes, I do think we need to re-invent quantum math. 🙂 The description may look more complicated, but it would make more sense.

I mean… If physicists themselves have had continued discussions on the reality of the wavefunction for almost a hundred years now (Schrödinger published his equation in 1926), then… Well… Then the physicists have a problem. Not the philosophers. 🙂 As to how that new description might look like, see my papers on viXra.org. I firmly believe it can be done. This is just a hobby of mine, but… Well… That’s where my attention will go over the coming years. 🙂 Perhaps quaternions are the answer but… Well… I don’t think so either – for reasons I’ll explain later. 🙂

**Post scriptum**: There are many nice videos on Dirac’s belt trick or, more generally, on 720° symmetries, but this links to one I particularly like. It clearly shows that the 720° symmetry requires, in effect, a special relation between the observer and the object that is being observed. It is, effectively, like there is a leather belt between them or, in this case, we have an arm between the glass and the person who is holding the glass. So it’s not like we are walking around the object (think of the glass of water) and making a full turn around it, so as to get back to where we were. No. *We are turning it around by 360°! *That’s a very different thing than just looking at it, walking around it, and then looking at it again. That explains the 720° symmetry: we need to turn it around twice to get it back to its original state. So… Well… The description is more about us and what we do with the object than about the object itself. That’s why I think the quantum-mechanical description is defective.

# Should we reinvent wavefunction math?

**Preliminary note**: This post may cause brain damage. 🙂 If you haven’t worked yourself through a good introduction to physics – including the math – you will probably not understand what this is about. So… Well… Sorry. 😦 But if you *have*… Then this should be *very* interesting. Let’s go. 🙂

If you know one or two things about quantum math – Schrödinger’s equation and all that – then you’ll agree the math is anything but straightforward. Personally, I find the most annoying thing about wavefunction math are those transformation matrices: every time we look at the same thing from a different direction, we need to transform the wavefunction using one or more rotation matrices – and that gets quite complicated !

Now, if you have read any of my posts on this or my other blog, then you know I firmly believe the wavefunction represents something *real* or… Well… Perhaps it’s just the next best thing to reality: we cannot know *das Ding an sich*, but the wavefunction gives us everything we would want to know about it (linear or angular momentum, energy, and whatever else we have an *operator* for). So what am I thinking of? Let me first quote Feynman’s summary interpretation of Schrödinger’s equation (*Lectures*, III-16-1):

“We can think of Schrödinger’s equation as describing the diffusion of the probability amplitude from one point to the next. […] But the imaginary coefficient in front of the derivative makes the behavior completely different from the ordinary diffusion such as you would have for a gas spreading out along a thin tube. Ordinary diffusion gives rise to real exponential solutions, whereas the solutions of Schrödinger’s equation are complex waves.”

Feynman further formalizes this in his *Lecture on Superconductivity *(Feynman, III-21-2), in which he refers to Schrödinger’s equation as the “equation for continuity of probabilities”. His analysis there is centered on the *local *conservation of energy, which makes *me* think Schrödinger’s equation might be an energy diffusion equation. I’ve written about this *ad nauseam *in the past, and so I’ll just refer you to one of my papers here for the details, and limit this post to the basics, which are as follows.

The wave equation (so that’s Schrödinger’s equation in its non-relativistic form, which is an approximation that is good enough) is written as:The resemblance with the standard diffusion equation (shown below) is, effectively, very obvious:As Feynman notes, it’s just that imaginary coefficient that makes the behavior quite different. *How *exactly? Well… You know we get all of those complicated electron orbitals (i.e. the various wave *functions *that satisfy the equation) out of Schrödinger’s differential equation. We can think of these solutions as (complex) *standing waves*. They basically represent some *equilibrium *situation, and the main characteristic of each is their *energy level*. I won’t dwell on this because – as mentioned above – I assume you master the math. Now, you know that – if we would want to interpret these wavefunctions as something real (which is surely what *I *want to do!) – the real and imaginary component of a wavefunction will be perpendicular to each other. Let me copy the animation for the *elementary *wavefunction ψ(θ) = *a·e*^{−i∙θ} = *a·e*^{−i∙(E/ħ)·t} *= a*·cos[(E/ħ)∙t] *−** i*·a·sin[(E/ħ)∙t] once more:

So… Well… That 90° angle makes me think of the similarity with the mathematical description of an electromagnetic wave. Let me quickly show you why. For a particle moving in free space – with no external force fields acting on it – there is no potential (U = 0) and, therefore, the Vψ term – which is just the equivalent of the the *sink *or *source *term S in the diffusion equation – disappears. Therefore, Schrödinger’s equation reduces to:

∂ψ(**x**, t)/∂t = *i*·(1/2)·(ħ/m_{eff})·∇^{2}ψ(**x**, t)

Now, the key difference with the diffusion equation – let me write it for you once again: ∂φ(**x**, t)/∂t = D·∇^{2}φ(**x**, t) – is that Schrödinger’s equation gives us *two *equations for the price of one. Indeed, because ψ is a complex-valued function, with a *real *and an *imaginary *part, we get the following equations:

*Re*(∂ψ/∂t) = −(1/2)·(ħ/m_{eff})·*Im*(∇^{2}ψ)*Im*(∂ψ/∂t) = (1/2)·(ħ/m_{eff})·*Re*(∇^{2}ψ)

** Huh? **Yes. These equations are easily derived from noting that two complex numbers a +

*i*∙b and c +

*i*∙d are equal if, and

*only*if, their real and imaginary parts are the same. Now, the ∂ψ/∂t =

*i*∙(ħ/m

_{eff})∙∇

^{2}ψ equation amounts to writing something like this: a +

*i*∙b =

*i*∙(c +

*i*∙d). Now, remembering that

*i*

^{2}= −1, you can easily figure out that

*i*∙(c +

*i*∙d) =

*i*∙c +

*i*

^{2}∙d = − d +

*i*∙c. [Now that we’re getting a bit technical, let me note that the m

_{eff}is the

*effective*mass of the particle, which depends on the medium. For example, an electron traveling in a solid (a transistor, for example) will have a different effective mass than in an atom. In free space, we can drop the subscript and just write m

_{eff}= m.] 🙂 OK.

*Onwards !*🙂

The equations above make me think of the equations for an electromagnetic wave in free space (no stationary charges or currents):

- ∂
**B**/∂t = –∇×**E** - ∂
**E**/∂t =*c*^{2}∇×**B**

Now, these equations – and, I must therefore assume, the other equations above as well – effectively describe a *propagation *mechanism in spacetime, as illustrated below:

You know how it works for the electromagnetic field: it’s the interplay between circulation and flux. Indeed, circulation around some axis of rotation creates a flux in a direction perpendicular to it, and that flux causes this, and then that, and it all goes round and round and round. 🙂 Something like that. 🙂 I will let you look up how it goes, *exactly*. The principle is clear enough. Somehow, in this beautiful interplay between linear and circular motion, energy is borrowed from one place and then returns to the other, cycle after cycle.

Now, we know the wavefunction consist of a sine and a cosine: the cosine is the real component, and the sine is the imaginary component. Could they be equally real? Could each represent *half *of the total energy of our particle? I firmly believe they do. The obvious question then is the following: why wouldn’t we represent them as *vectors*, just like **E** and **B**? I mean… Representing them as vectors (I mean *real *vectors here – something with a magnitude and a direction in a *real *space – as opposed to *state *vectors from the Hilbert space) would *show *they are real, and there would be no need for cumbersome transformations when going from one representational *base *to another. In fact, that’s why vector notation was invented (sort of): we don’t need to worry about the coordinate frame. It’s much easier to write physical laws in vector notation because… Well… They’re the *real *thing, aren’t they? 🙂

What about dimensions? Well… I am not sure. However, because we are – arguably – talking about some pointlike charge moving around in those oscillating fields, I would suspect the dimension of the real and imaginary component of the wavefunction will be the same as that of the electric and magnetic field vectors **E** and **B**. We may want to recall these:

**E**is measured in*newton per coulomb*(N/C).**B**is measured in newton per coulomb divided by m/s, so that’s (N/C)/(m/s).

The weird dimension of **B** is because of the weird force law for the magnetic force. It involves a vector cross product, as shown by Lorentz’ formula:

**F** = qE + q(** v**×

**B**)

Of course, it is only *one *force (one and the same physical reality), as evidenced by the fact that we can write **B** as the following vector cross-product: **B** = (1/*c*)∙**e****_{x}**×

**E**, with

**e****the unit vector pointing in the**

_{x}*x*-direction (i.e. the direction of propagation of the wave). [Check it, because you may not have seen this expression before. Just take a piece of paper and think about the geometry of the situation.] Hence, we may associate the (1/

*c*)∙

**e****×**

_{x}*operator*, which amounts to a rotation by 90 degrees, with the s/m dimension. Now, multiplication by

*i*also amounts to a rotation by 90° degrees. Hence, if we can agree on a suitable convention for the

*direction*of rotation here, we may boldly write:

**B** = (1/*c*)∙**e****_{x}**×

**E**= (1/

*c*)∙

*i*∙

**E**

This is, in fact, what triggered my geometric interpretation of Schrödinger’s equation about a year ago now. I have had little time to work on it, but think I am on the right track. Of course, you should note that, for an electromagnetic wave, the magnitudes of **E** and **B** reach their maximum, minimum and zero point *simultaneously* (as shown below). So their *phase *is the same.

In contrast, the phase of the real and imaginary component of the wavefunction is not the same, as shown below.

In fact, because of the Stern-Gerlach experiment, I am actually more thinking of a motion like this:

But that shouldn’t distract you. 🙂 The question here is the following: could we possibly think of a new formulation of Schrödinger’s equation – using *vectors *(again, *real *vectors – not these weird *state *vectors) rather than complex algebra?

I think we can, but then I wonder why the *inventors *of the wavefunction – Heisenberg, Born, Dirac, and Schrödinger himself, of course – never thought of that. 🙂

Hmm… I need to do some research here. 🙂

**Post scriptum**: You will, of course, wonder how and why the matter-wave would be different from the electromagnetic wave if my suggestion that the dimension of the wavefunction component is the same is correct. The answer is: the difference lies in the phase difference and then, most probably, the different orientation of the angular momentum. Do we have any other possibilities? 🙂

P.S. 2: I also published this post on my new blog: https://readingeinstein.blog/. However, I thought the followers of this blog should get it first. 🙂

# Looking forward…

Of course, it’s not because I am done with Feynman’s Lectures, that I am done with physics. I want to move on to more advanced – or funnier 🙂 – topics now. Check my new blog. Onwards! 🙂

# Looking back…

Well… I think this is it, folks ! With my last posts on superconductivity, I think I am done. I’ve gone through all of the *Lectures* and it’s been a amazing adventure.

Looking back at it, I’d say: there is really no substitute for buying these *Lectures* yourself, and just grind through it. The only thing this blog really does is, perhaps, raise a question here and there – or help with figuring something out. But then… Well… If I can do it, you can do it. Don’t go for other sources if you can go for the original writings ! Read a classic rather than yet another second-hand or half-cooked thing !

I should also note that I started off using the print copy of Feynman’s *Lectures* but, at this point, I realize I should really acknowledge the incredible effort of two extraordinary people: Michael Gottlieb and Rudolf Pfeiffer, who have worked for decades to get those *Lectures online*. I borrowed a lot of stuff from it. In fact, in the coming weeks and months, I want to make sure I duly acknowledge that for all of the illustrations and quotes I’ve used, and if I haven’t been paraphrasing a bit too much, but… Well… That will be quite an effort. These two extraordinary guys also created a website for these *Lectures* which offers many more resources. That makes it accessible to all and everyone.

However, let me repeat: there is no substitute for buying the *Lectures* yourself, and grinding through it yourself. I wish you all the best on this journey. It’s been a nice journey for me, and I am therefore pretty sure you’ll enjoy it at least as much as I did.

Jean Louis Van Belle, 26 February 2018

**Post scriptum**: The material I have copied and republished from this wonderful online edition of Gottlieb and Pfeiffer is under copyright. The site mentions that, without explicit permission, only some limited copying is permitted under Fair Use laws, for non-commercial publications (which this blog surely is), and with proper attribution. I realize that, despite my best efforts to provide hyperlinks to the *Lectures *themselves whenever I’d borrow from them, I should probably go through it all to make sure that’s effectively the case. If I have been lacking in this regard, it was surely not intentional.

# Superconductivity and flux quantization

This post continues my mini-series on Feynman’s *Seminar on Superconductivity*. Superconductivity is a state which produces many wondrous phenomena, but… Well… The flux quantization phenomenon may not be part of your regular YouTube feed but, as far as I am concerned, it may well be *the *most amazing manifestation of a quantum-mechanical phenomenon at a *macroscopic *scale. I mean… Super currents that keep going, with zero resistance, are weird—they explain how we can *trap *a magnetic flux in the first place—but the fact that such fluxes are *quantized* is even weirder.

The key idea is the following. When we cool a ring-shaped piece of superconducting material in a magnetic field, all the way down to the critical temperature that causes the electrons to condense into a superconducting fluid, then a super current will emerge—think of an eddy current, here, but with zero resistance—that will force the magnetic field out* *of the material, as shown below. This current will permanently trap some of the magnetic field, even when the external field is being removed. As said, that’s weird enough by itself but… Well… If we think of the super current as an eddy current encountering zero resistance, then the idea of a permanently trapped magnetic field makes sense, right? In case you’d doubt the effect… Well… Just watch one of the many videos on the effect on YouTube. 🙂 The amazing thing here is *not *the permanently trapped magnetic field, but the fact that it’s *quantized*.

To be precise, the trapped flux will always be an integer times 2πħ/q. In other words, the magnetic field which Feynman denotes by Φ (the *capitalized* Greek letter* *phi), will always be equal to:

Φ = *n·*2πħ/q, with *n *= 0, 1, 2, 3,…

Hence, the flux can be 0, 2πħ/q, 4πħ/q, 6πħ/q , and so on. The fact that it’s a multiple of 2π shows us it’s got to do with the fact that our piece of material is, effectively, a ring. The nice thing about this phenomenon is that the mathematical analysis is, in fact, fairly easy to follow—or… Well… Much easier than what we discussed before. 🙂 Let’s quickly go through it.

We have a formula for the magnetic flux. It must be equal to the line integral of the vector potential (**A**) around a closed loop Τ, so we write:

Now, we can *choose* the loop Τ to be well inside the body of the ring, so that it never gets near the surface, as illustrated below. So we know that the current ** J** is zero there. [In case you doubt this, see my previous post.]

One of the equations we introduced in our previous post, ħ**∇***θ* = m·** v** + q·

**A**, will then reduce to:

ħ**∇***θ* = q·**A**

Why? The ** v **in the m·

**term (the velocity of the superconducting fluid, really), is zero. Remember the analysis is for this particular loop (well inside the ring) only. So… Well… If we integrate the expression above, we get:**

*v*Combining the two expressions with the integrals, we get:

Now, the line integral of a gradient from one point to another (say from point 1 to point 2) is the difference of the values of the function at the two points, so we can write:

Now what *constraints* are there on the values of θ_{1} and θ_{2}? Well… You might think that, if they’re associated with the same point (we’re talking a closed loop, right?), then the two values should be the same, but… Well… No. All we can say is that the *wavefunction *must have the same value. We wrote that wavefunction as:

ψ = ρ(** r**)

^{1/2}

*e*

^{θ(r)}

The *value *of this function at some point * r *is the same if θ

*changes*by

*n·*2π. Hence, when doing one

*complete*turn around the ring, the ∫∇

*θ*·d

**integral in the integral formulas we wrote down must be equal to**

*s**n·*2π. Therefore, the second integral expression above can be re-written as:

That’s the result we wanted to explain so… Well… We’re done. Let me wrap up by quoting Feynman’s account of the 1961 experiment which confirmed London’s *prediction* of the effect, which goes back to 1950! It’s interesting, because… Well… It shows how *up to date *Feynman’s Lectures really are—or *were*, back in 1963, at least!

# Feynman’s Seminar on Superconductivity (2)

We didn’t get very far in our first post on Feynman’s Seminar on Superconductivity, and then I shifted my attention to other subjects over the past few months. So… Well… Let me re-visit the topic here.

One of the difficulties one encounters when trying to read this so-called *seminar*—which, according to Feynman, is ‘for entertainment only’ and, therefore, not really part of the *Lectures *themselves—is that Feynman throws in a lot of stuff that is not all that relevant to the topic itself but… Well… He apparently didn’t manage to throw all that he wanted to throw into his (other) *Lectures on Quantum Mechanics* and so he inserted a lot of stuff which he could, perhaps, have discussed elsewhere. So let us try to re-construct the main lines of reasoning here.

The first equation is Schrödinger’s equation for some particle with charge *q* that is moving in an electromagnetic field that is characterized not only by the (scalar) potential Φ but also by a vector potential *A*:

This closely resembles Schrödinger’s equation for an electron that is moving in an *electric *field only, which we used to find the energy states of electrons in a hydrogen atom: *i*·ħ·∂ψ/∂t = −(1/2)·(ħ^{2}/m)∇^{2}ψ + V·ψ. We just need to note the following:

- On the left-hand side, we can, obviously, replace −1/
*i*by*i*. - On the right-hand side, we can replace V by q·Φ, because the potential of a charge in an electric field is the product of the charge (q) and the (electric) potential (Φ).
- As for the other term on the right-hand side—so that’s the −(1/2)·(ħ
^{2}/m)∇^{2}ψ term—we can re-write −ħ^{2}·∇^{2}ψ as [(ħ/*i*)·∇]·[(ħ/*i*)·∇]ψ because (1/*i*)·(1/*i*) = 1/*i*^{2}= 1/(−1) = −1. 🙂 - So all that’s left now, is that additional −q·
term in the (ħ/*A**i*)∇ − q·expression. In our post, we showed that’s easily explained because we’re talking magneto*A**dynamics*: we’ve got to allow for the possibility of*changing*magnetic fields, and so that’s what the −q·term captures.*A*

Now, the latter point is *not *so easy to grasp but… Well… I’ll refer you that first post of mine, in which I show that some charge in a *changing* magnetic field will effectively gather some *extra *momentum, whose magnitude will be equal to p = m·*v* = −q·A. So that’s why we need to introduce another *momentum *operator here, which we write as:

OK. Next. But… Then… Well… All of what follows are either digressions—like the section on the local conservation of probabilities—or, else, quite intuitive arguments. Indeed, Feynman does *not *give us the nitty-gritty of the Bardeen-Cooper-Schrieffer theory, nor is the rest of the argument nearly as rigorous as the derivation of the electron orbitals from Schrödinger’s equation in an electrostatic field. So let us closely stick to what he *does *write, and try our best to follow the arguments.

### Cooper pairs

The key assumption is that there is some *attraction* between electrons which, at low enough temperatures, can overcome the Coulomb repulsion. Where does this attraction come from? Feynman does not give us any clues here. He just makes a reference to the BCS theory but notes this theory is “not the subject of this seminar”, and that we should just “accept the idea that the electrons do, in some manner or other, work in pairs”, and that “we can think of thos−e pairs as behaving more or less like particles”, and that “we can, therefore, talk about the wavefunction for a pair.”

So we have a new particle, so to speak, which consists of two electrons who move through the conductor as one. To be precise, the electron pair behaves as a boson. Now, bosons have integer spin. According to the spin addition rule, we have four possibilities here but only three possible values:− 1/2 + 1/2 = 1; −1/2 + 1/2 = 0; +1/2 − 1/2 = 0; −1/2 − 1/2 = − 1. Of course, it is tempting to think these Cooper pairs are just like the electron pairs in the atomic orbitals, whose spin is always opposite because of the Fermi exclusion principle. Feynman doesn’t say anything about this, but the Wikipedia article on the BCS theory notes that the two electrons in a Cooper pair are, effectively, correlated because of their opposite spin. Hence, we must assume the Cooper pairs effectively behave like spin-zero particles.

Now, unlike fermions, bosons can collectively share the same energy state. In fact, they are *likely *to share the same state into what is referred to as a Bose-Einstein condensate. As Feynman puts it: “Since electron pairs are bosons, when there are a lot of them in a given state there is an especially large amplitude for other pairs to go to the same state. So nearly all of the pairs will be locked down at the lowest energy in *exactly the same state*—it won’t be easy to get one of them into another state. There’s more amplitude to go into the same state than into an unoccupied state by the famous factor √n, where n−1 is the occupancy of the lowest state. So we would expect all the pairs to be moving in the same state.”

Of course, this only happens at very low temperatures, because even if the thermal energy is very low, it will give the electrons sufficient energy to ensure the attractive force is overcome and all pairs are broken up. It is only at *very *low temperature that they will pair up and go into a Bose-Einstein condensate. Now, Feynman derives this √n factor in a rather abstruse introductory *Lecture *in the third volume, and I’d advise you to *google* other material on Bose-Einstein statistics because… Well… The mentioned *Lecture* is not among Feynman’s finest. OK. Next step.

### Cooper pairs and wavefunctions

We know the *probability* of finding a Cooper pair is equal to the absolute square of its wavefunction. Now, it is *very *reasonable to assume that this probability will be proportional to the charge density (ρ), so we can write:

|ψ|^{2 }= ψψ* ∼ ρ(** r**)

The argument here (* r*)

*is just the position vector. The next step, then, is to write ψ as the*

*square root*of ρ(

**) times some phase factor θ. Abstracting away from time, this phase factor will also depend on**

*r***, of course. So this is what Feynman writes:**

*r*ψ = ρ(** r**)

^{1/2}

*e*

^{θ(r)}

As Feynman notes, we can write any complex function of * r *like this but… Well… The charge density is, obviously, something

*real*. Something we can

*measure*, so we’re

*not*writing the obvious here. The next step is even less obvious.

In our first post, we spent quite some time on Feynman’s digression on the local conservation of probability and… Well… I wrote above I didn’t think this digression was very useful. It now turns out it’s a central piece in the puzzle that Feynman is trying to solve for us here. The key formula here is the one for the so-called **probability *** current*, which—as Feynman shows—we write as:

This current ** J** can also be written as:

Now, Feynman skips all of the math here (he notes “it’s just a change of variables” but so he doesn’t want to go through all of the algebra), and so I’ll just believe him when he says that, when substituting ψ for our wavefunction ψ = ρ(** r**)

^{1/2}

*e*

^{θ(r)}, then we can express this ‘current’ (

**) in terms of ρ and θ. To be precise, he writes**

*J**as: So what? Well… It’s really fascinating to see what happens next. While*

**J***was some rather abstract concept so far—what’s a probability current,*

**J***really*?—Feynman now suggests we may want to think of it as a very classical

*electric*current—the charge density times the velocity of the

*fluid*of electrons. Hence, we equate

*to*

**J***= ρ·*

**J****. Now, if the equation above holds true, but**

*v**is also equal to*

**J***= ρ·*

**J****, then the equation above is equivalent to:**

*v*Now, that gives us a formula for ħ**∇**θ. We write:

ħ**∇***θ* = m·** v** + q·

**A**

Now, in my previous post on this *Seminar*, I noted that Feynman attaches a lot of importance to this m·** v** + q·

**A**quantity because… Well… It’s actually an

*invariant*quantity. The argument can be, very briefly, summarized as follows. During the

*build-up*of (or a change in) a magnetic flux, a charge will pick up some (classical)

*momentum*that is equal to

**p**= m·

**= −q·**

*v***A**. Hence, the m·

**+ q·**

*v***A**sum is zero, and so… Well… That’s it, really: it’s some quantity that… Well… It has a significance in quantum mechanics. What significance? Well… Think of what we’ve been writing here. The

*and the*

**v****A**have a

*physical*significance, obviously. Therefore, that phase factor

*θ*(

**) must also have a physical significance.**

*r*But the question remains: * what physical significance, exactly?* Well… Let me quote Feynman here:

“The phase is just as observable as the charge density ρ. It is a piece of the current density ** J**. The

*absolute*phase (

*θ*) is not observable, but if the gradient of the phase (

**∇**

*θ*) is known everywhere, then the phase is known except for a constant. You can define the phase at one point, and then the phase everywhere is determined.”

That makes sense, doesn’t it? But it still doesn’t quite answer the question: what *is *the physical significance of *θ*(** r**). What

*is*it,

*really*? We may be able to answer that question after exploring the equations above a bit more, so let’s do that now.

### Superconductivity

The phenomenon of superconductivity itself is easily explained by the mentioned *condensation *of the Cooper pairs: they all go into the same *energy *state. They form, effectively, a superconducting *fluid*. Feynman’s description of this is as follows:

“There is no electrical resistance. There’s no resistance because all the electrons are collectively in the same state. In the ordinary flow of current you knock one electron or the other out of the regular flow, gradually deteriorating the general momentum. But here to get one electron away from what all the others are doing is very hard because of the tendency of all Bose particles to go in the same state. A current once started, just keeps on going forever.”

Frankly, I’ve re-read this a couple of times, but I don’t think it’s the best description of what we think is going on here. I’d rather compare the situation to… Well… Electrons moving around in an electron orbital. That’s doesn’t involve any radiation or energy transfer either. There’s just movement. Flow. The kind of flow we have in the wavefunction itself. Here I think the video on Bose-Einstein condensates on the French *Tout est quantique *site is quite instructive: all of the Cooper pairs join to become one giant wavefunction—one superconducting *fluid*, really. 🙂

OK… Next.

### The Meissner effect

Feynman describes the Meissner effect as follows:

“If you have a piece of metal in the superconducting state and turn on a magnetic field which isn’t too strong (we won’t go into the details of how strong), the magnetic field can’t penetrate the metal. If, as you build up the magnetic field, any of it were to build up inside the metal, there would be a rate of change of flux which would produce an electric field, and an electric field would immediately generate a current which, by Lenz’s law, would oppose the flux. Since all the electrons will move together, an infinitesimal electric field will generate enough current to oppose completely any applied magnetic field. So if you turn the field on after you’ve cooled a metal to the superconducting state, it will be excluded.

Even more interesting is a related phenomenon discovered experimentally by Meissner. If you have a piece of the metal at a high temperature (so that it is a normal conductor) and establish a magnetic field through it, and then you lower the temperature below the critical temperature (where the metal becomes a superconductor), *the field is expelled*. In other words, it starts up its own current—and in just the right amount to push the field out.”

The math here is interesting. Feynman first notes that, in any lump of superconducting metal, the *divergence* of the current must be zero, so we write: ∇·** J** = 0. At any point? Yes. The current that goes in must go out. No point is a sink or a source. Now the divergence operator (∇·

**) is a linear operator. Hence, that means that, when applying the divergence operator to the**

*J**= (ħ/m)·[*

**J****∇**

*θ*− (q/ħ)·

**A**]·ρ equation, we’ll need to figure out what ∇·

**∇**

*θ*= = ∇

^{2}

*θ*and ∇·

**A**are. Now, as explained in my post on gauges, we can

*choose*to make ∇·

**A**equal to zero so… Well… We’ll make that choice and, hence, the term with ∇·

**A**in it vanishes. So… Well… If ∇·

**equals zero, then the term with ∇**

*J*^{2}

*θ*has to be zero as well, so ∇

^{2}

*θ*has to be zero. That, in turn, implies

**∇**

*θ*has to be some constant (vector).

Now, there is a pretty big error in Feynman’s *Lecture* here, as it notes: “Now the only way that ∇^{2}*θ* can be zero everywhere inside the lump of metal is for *θ *to be a constant.” It should read: ∇^{2}*θ* can only be zero everywhere if **∇***θ *is a constant (vector). So now we need to remind ourselves of the *reality *of *θ*, as described by Feynman (quoted above): “The *absolute* phase (*θ*) is not observable, but if the gradient of the phase (**∇***θ*) is known everywhere, then the phase is known except for a constant. You can define the phase at one point, and then the phase everywhere is determined.” So we can define, or *choose*, our constant (vector) **∇***θ *to be **0**.

Hmm… We re-set not one but *two *gauges here: **A** and **∇***θ*. Tricky business, but let’s go along with it. [If we want to understand Feynman’s argument, then we* *actually have no choice than to go long with his argument, right?] The point is: the (ħ/m)·**∇***θ *term in the * J *= (ħ/m)·[

**∇**

*θ*− (q/ħ)·

**A**]·ρ vanishes, so the equation we’re left with tells us the current—so that’s an actual as well as a

*probability*current!—is proportional to the vector potential:

Now, we’ve neglected any possible variation in the charge density ρ so far because… Well… The charge density in a superconducting fluid must be uniform, right? Why? When the metal is superconducting, an accumulation of electrons in one region would be immediately neutralized by a current, right? [Note that Feynman’s language is more careful here. He writes: the charge density is *almost *perfectly uniform.]

So what’s next? Well… We have a more general equation from the equations of electromagnetism:

[In case you’d want to know how we get this equation out of Maxwell’s equations, you can look it up online in one of the many standard textbooks on electromagnetism.] You recognize this as a Poisson equation… Well… Three Poisson equations: one for each component of **A** and ** J**. We can now combine the two equations above by substituting

*J*in that Poisson equation, so we get the following differential equation, which we need to solve for

**:**

*A*The λ^{2} in this equation is, of course, a shorthand for the following constant:

Now, it’s very easy to see that both *e*^{−λr} as well as *e*^{−λr} are solutions for that Poisson equation. But what do they mean? In one dimension, * r *becomes the one-dimensional position variable

*x*. You can check the shapes of these solutions with a graphing tool.

Note that only one half of each graph counts: the vector potential must *decrease *when we go from the surface into the material, and there is a cut-off at the surface of the material itself, of course. So all depends on the size of λ, as compared to the size of our piece of superconducting metal (or whatever other substance our piece is made of). In fact, if we look at *e*^{−λx} as as an exponential decay function, then τ = 1/λ is the so-called scaling constant (it’s the inverse of the decay constant, which is λ itself). [You can work this out yourself. Note that for *x *= τ = 1/λ, the value of our function *e*^{−λx} will be equal to *e*^{−λ(1/λ)} = *e*^{−1} ≈ 0.368, so it means the value of our function is reduced to about 36.8% of its initial value. For all practical purposes, we may say—as Feynman notes—that the field will, effectively, only penetrate to a thin layer at the surface: a layer of about 1/1/λ in thickness. He illustrates this as follows:

Moreover, he calculates the 1/λ distance for *lead*. Let me copy him here:

Well… That says it all, right? We’re talking two *millionths *of a centimeter here… 🙂

So what’s left? A lot, like flux quantization, or the *equations of motion *for the superconducting electron fluid. But we’ll leave that for the next posts. 🙂

# Wavefunctions and the twin paradox

My previous post was *awfully* long, so I must assume many of my readers may have started to read it, but… Well… Gave up halfway or even sooner. 🙂 I added a footnote, though, which is interesting to reflect upon. Also, I know many of my readers aren’t interested in the math—even if they understand one cannot really appreciate quantum theory without the math. But… Yes. I may have left some readers behind. Let me, therefore, pick up the most interesting bit of all of the stories in my last posts in as easy a language as I can find.

We have that weird 360/720° symmetry in quantum physics or—to be precise—we have it for elementary matter-particles (think of electrons, for example). In order to, hopefully, help you understand what it’s all about, I had to explain the often-confused but substantially different concepts of a *reference frame *and a *representational base *(or representation *tout court*). I won’t repeat that explanation, but think of the following.

If we just rotate the *reference frame* over 360°, we’re just using the same reference frame and so we see the same thing: some object which we, vaguely, describe by some *e*^{i}^{·θ} function. Think of some spinning object. In its own reference frame, it will just spin around some center or, in ours, it will spin while moving along some axis in its own reference frame or, seen from ours, as moving in some direction while it’s spinning—as illustrated below.

To be precise, I should say that we describe it by some *Fourier* sum of such functions. Now, if its spin direction is… Well… In the other direction, then we’ll describe it by by some *e*^{−i}^{·θ} function (again, you should read: a *Fourier *sum of such functions). Now, the weird thing is is the following: if we rotate *the object itself*, over the same 360°, we get a *different *object: our *e*^{i}^{·θ} and *e*^{−i}^{·θ} function (again: think of a *Fourier *sum, so that’s a wave *packet*, really) becomes a −*e*^{±i}^{·θ} thing. We get a *minus *sign in front of it. So what happened here? What’s the difference, *really*?

Well… I don’t know. It’s very deep. Think of you and me as two electrons who are watching each other. If I do nothing, and you keep watching me *while turning around me*, for a full 360° (so that’s a rotation of your reference frame over 360°), then you’ll end up where you were when you started and, importantly, you’ll see the same thing: *me*. 🙂 I mean… You’ll see *exactly *the same thing: if I was an *e*^{+i}^{·θ} wave packet, I am still an an *e*^{+i}^{·θ} wave packet now. Or if I was an *e*^{−i}^{·θ} wave packet, then I am still an an *e*^{−i}^{·θ} wave packet now. Easy. Logical. *Obvious*, right?

But so now we try something different: *I *turn around, over a full 360° turn, and *you *stay where you are and watch *me *while I am turning around. What happens? Classically, nothing should happen but… Well… This is the weird world of quantum mechanics: when I am back where I was—looking at you again, so to speak—then… Well… I am not quite the same any more. Or… Well… Perhaps I am but you *see *me differently. If I was *e*^{+i}^{·θ} wave packet, then I’ve become a −*e*^{+i}^{·θ} wave packet now.

Not *hugely* different but… Well… That *minus *sign matters, right? Or If I was wave packet built up from elementary *a*·*e*^{−i}^{·θ} waves, then I’ve become a −*e*^{−i}^{·θ} wave packet now. What happened?

It makes me think of the twin paradox in special relativity. We know it’s a *paradox*—so that’s an *apparent *contradiction only: we know which twin stayed on Earth and which one traveled because of the gravitational forces on the traveling twin. The one who stays on Earth does not experience any acceleration or deceleration. Is it the same here? I mean… The one who’s turning around must experience some *force*.

Can we relate this to the twin paradox? Maybe. Note that a *minus *sign in front of the *e*^{−±i}^{·θ} functions amounts a minus sign in front of both the sine and cosine components. So… Well… The negative of a sine and cosine is the sine and cosine but with a phase shift of 180°: −*cos*θ = *cos*(θ ± π) and −*sin*θ = *sin*(θ ± π). Now, adding or subtracting a *common *phase factor to/from the argument of the wavefunction amounts to *changing *the origin of time. So… Well… I do think the twin paradox and this rather weird business of 360° and 720° symmetries are, effectively, related. 🙂

**Post scriptum**: *Google *honors Max Born’s 135th birthday today. 🙂 I think that’s a great coincidence in light of the stuff I’ve been writing about lately (possible interpretations of the wavefunction). 🙂

# Wavefunctions, perspectives, reference frames, representations and symmetries

Ouff ! This title is quite a mouthful, isn’t it? 🙂 So… What’s the topic of the day? Well… In our previous posts, we developed a few key ideas in regard to a possible physical interpretation of the (elementary) wavefunction. It’s been an interesting excursion, and I summarized it in another pre-publication paper on the open arXiv.org site.

In my humble view, one of the toughest issues to deal with when thinking about geometric (or *physical*) interpretations of the wavefunction is the fact that a wavefunction does not seem to obey the classical 360° symmetry in space. In this post, I want to muse a bit about this and show that… Well… It does and it doesn’t. It’s got to do with what happens when you change from one representational base (or representation, *tout court*) to another which is… Well… Like changing the reference frame but, at the same time, it is also *more* than just a change of the reference frame—and so that explains the weird stuff (like that 720° symmetry of the amplitudes for spin-1/2 particles, for example).

I should warn you before you start reading: I’ll basically just pick up some statements from my paper (and previous posts) and develop some more thoughts on them. As a result, this post may not be very well structured. Hence, you may want to read the mentioned paper first.

### The reality of directions

*Huh? *The *reality *of directions? Yes. I warned you. This post may cause brain damage. 🙂 The whole argument revolves around a *thought *experiment—but one whose results have been verified in zillions of experiments in university student labs so… Well… We do *not *doubt the results and, therefore, we do not doubt the basic mathematical results: we just want to try to *understand *them better.

So what is the set-up? Well… In the illustration below (Feynman, III, 6-3), Feynman compares the physics of two situations involving rather special beam splitters. Feynman calls them modified or ‘improved’ Stern-Gerlach apparatuses. The apparatus basically splits and then re-combines the two new beams along the *z*-axis. It is also possible to block one of the beams, so we filter out only particles with their spin *up* or, alternatively, with their spin *down*. Spin (or angular momentum or the magnetic moment) as measured along the *z*-axis, of course—I should immediately add: we’re talking **the z-axis of the apparatus** here.

The two situations involve a different *relative *orientation of the apparatuses: in (a), the angle is 0**°**, while in (b) we have a (right-handed) rotation of 90° about the *z*-axis. He then proves—using geometry and logic only—that the probabilities and, therefore, **the magnitudes of the amplitudes** (denoted by

*C*

_{+}and

*C*

_{−}and

*C’*

_{+}and

*C’*

_{−}in the

*S*and

*T*representation respectively)

**must be the same, but the amplitudes**, noting—in his typical style, mixing academic and colloquial language—that “there must be some way for a particle to tell that it has turned a corner in (b).”

*must*have different phasesThe various interpretations of what actually *happens* here may shed some light on the heated discussions on the *reality *of the wavefunction—and of quantum states. In fact, I should note that Feynman’s argument revolves around quantum states. To be precise, the analysis is focused on two-state systems only, and the wavefunction—which captures a continuum of possible states, so to speak—is introduced only later. However, we may look at the amplitude for a particle to be in the *up*– or *down*-state as a wavefunction and, therefore (but do note that’s my humble opinion once more), the analysis is actually *not *all that different.

We *know*, from theory *and *experiment, that the amplitudes *are *different. For example, for the given difference in the *relative *orientation of the two apparatuses (90°), we *know* that the amplitudes are given by *C’*_{+} = *e ^{i}*

^{∙φ/2}∙

*C*

_{+}=

*e*

^{ i}^{∙π/4}∙

*C*

_{+}and

*C’*

_{−}=

*e*

^{−i∙φ/2}∙

*C*

_{+}=

*e*

^{− i∙π/4}∙

*C*

_{−}respectively (the amplitude to go from the down to the up state, or vice versa, is zero). Hence, yes,

**—**

*we**not*the particle, Mr. Feynman!—

*that, in (b), the electron has, effectively, turned a corner.*

**know**The more subtle question here is the following: is the *reality* of the particle in the two setups the same? Feynman, of course, stays away from such philosophical question. He just notes that, while “(a) and (b) are different”, “the probabilities are the same”. He refrains from making any statement on the particle itself: is or is it *not *the same? The common sense answer is obvious: of course, it is! The particle is the same, right? In (b), it just took a turn—so it is just going in some other direction. That’s all.

However, common sense is seldom a good guide when thinking about quantum-mechanical realities. Also, from a more philosophical point of view, one may argue that the reality of the particle is *not *the same: something might—or *must*—have *happened* to the electron because, when everything is said and done, the particle *did* take a turn in (b). It did *not *in (a). [Note that the difference between ‘might’ and ‘must’ in the previous phrase may well sum up the difference between a deterministic and a non-deterministic world view but… Well… This discussion is going to be way too philosophical already, so let’s refrain from inserting new language here.]

Let us think this through. The (a) and (b) set-up are, *obviously*, different but… *Wait a minute…* Nothing is obvious in quantum mechanics, right? How can we *experimentally confirm *that they are different?

* Huh? *I must be joking, right? You can

*see*they are different, right? No. I am not joking. In physics, two things are different if we get different

*measurement*results. [That’s a bit of a simplified view of the ontological point of view of mainstream physicists, but you will have to admit I am not far off.] So… Well… We can’t see those amplitudes and so… Well… If we

*measure*the same thing—same

*probabilities*, remember?—why are they different? Think of this: if we look at the two beam splitters as one single tube (an

*ST*tube, we might say), then all we did in (b) was bend the tube. Pursuing the logic that says our particle is still the same

*even when it takes a turn*, we could say the tube is still the same, despite us having wrenched it over a 90° corner.

Now, I am sure you think I’ve just gone nuts, but just try* *to stick with me a little bit longer. Feynman actually acknowledges the same: we need to *experimentally **prove *(a) and (b) are different. He does so by getting **a third apparatus **in

**(**, as shown below,

*U*)**whose**, so there is no difference there.

*relative*orientation to*T*is the same in both (a) and (b)Now, the axis of *U *is not the *z*-axis: it is the *x*-axis in (a), and the *y*-axis in (b). So what? Well… I will quote Feynman here—not (only) because his words are more important than mine but also because every word matters here:

“The two apparatuses in (a) and (b) are, in fact, different, as we can see in the following way. Suppose that we put an apparatus in front of *S *which produces a pure +*x* state. Such particles would be split into +*z* and −*z* into beams in *S*, but the two beams would be recombined to give a +*x* state again at P_{1}—the exit of *S*. The same thing happens again in *T*. If we follow *T *by a third apparatus *U*, whose axis is in the +*x* direction and, as shown in (a), all the particles would go into the + beam of *U*. Now imagine what happens if *T *and *U *are swung around *together* by 90° to the positions shown in (b). Again, the *T *apparatus puts out just what it takes in, so the particles that enter *U *are in a +*x *state ** with respect to S**, which is different. By symmetry, we would now expect only one-half of the particles to get through.”

I should note that (b) shows the *U *apparatus wide open so… Well… I must assume that’s a mistake (and should alert the current editors of the *Lectures *to it): Feynman’s narrative tells us we should also imagine it with the *minus *channel shut. In *that *case, it should, effectively, filter approximately half of the particles out, while they all get through in (a). So that’s a *measurement *result which shows the direction, as we *see *it, makes a difference.

Now, Feynman would be very angry with me—because, as mentioned, he hates philosophers—but I’d say: this experiment proves that a direction is something real. Of course, the next philosophical question then is: what *is *a direction? I could answer this by pointing to the experiment above: a direction is something that alters the probabilities between the *S**T**U* tube as set up in (a) versus the *S**T**U* tube in (b). In fact—but, I admit, that would be pretty ridiculous—we could use the varying probabilities as we wrench this tube over varying angles to *define* an angle! But… Well… While that’s a perfectly logical argument, I agree it doesn’t sound very sensical.

OK. Next step. What follows may cause brain damage. 🙂 Please abandon all pre-conceived notions and definitions for a while and think through the following logic.

You know this stuff is about transformations of amplitudes (or wavefunctions), right? [And you also want to hear about those special 720° symmetry, right? No worries. We’ll get there.] So the questions all revolve around this: what happens to amplitudes (or the wavefunction) when we go from one reference frame—or *representation*, as it’s referred to in quantum mechanics—to another?

Well… I should immediately correct myself here: a reference frame and a representation are two different things. They are *related *but… Well… Different… *Quite* different. Not same-same but different. 🙂 I’ll explain why later. Let’s go for it.

Before talking representations, let us first think about what we really *mean* by changing the *reference frame*. To change it, we first need to answer the question: what *is *our reference frame? It is a mathematical notion, of course, but then it is also more than that: it is *our *reference frame. We use it to make measurements. That’s obvious, you’ll say, but let me make a more formal statement here:

**The reference frame is given by (1) the geometry **(or the *shape*, if that sounds easier to you)** of the measurement apparatus** (so that’s the experimental set-up) here) and** (2) our perspective of it.**

If we would want to sound academic, we might refer to Kant and other philosophers here, who told us—230 years ago—that the mathematical idea of a three-dimensional reference frame is grounded in our intuitive notions of up and down, and left and right. [If you doubt this, think about the necessity of the various right-hand rules and conventions that we cannot do without in math, and in physics.] But so we do not want to sound academic. Let us be practical. Just think about the following. The apparatus gives us two *directions*:

(1) The *up *direction, which *we associate* with the positive direction of the *z*-axis, and

(2) the direction of travel of our particle, which *we associate* with the positive direction of the *y*-axis.

Now, if we have two axes, then the third axis (the *x*-axis) will be given by the right-hand rule, right? So we may say the apparatus gives us the reference frame. Full stop. So… Well… Everything is relative? Is this reference frame relative? Are directions relative? That’s what you’ve been told, but think about this: relative *to what?* Here is where the object meets the subject. What’s relative? What’s absolute? Frankly, I’ve started to think that, in this particular situation, we should, perhaps, not use these two terms. I am *not *saying that our *observation* of what *physically* happens here gives these two directions any *absolute *character but… Well… You will have to admit they are more than just some mathematical construct: when everything is said and done, we will have to admit that these two directions are *real*. because… Well… They’re part of the *reality *that we are observing, right? And the third one… Well… That’s given by our perspective—by our right-hand rule, which is… Well… *Our *right-hand rule.

Of course, now you’ll say: if you think that ‘relative’ and ‘absolute’ are ambiguous terms and that we, therefore, may want to avoid them a bit more, then ‘real’ and its opposite (unreal?) are ambiguous terms too, right? Well… Maybe. What language would *you *suggest? 🙂 Just stick to the story for a while. I am not done yet. So… Yes… What *is *their *reality*? Let’s think about that in the next section.

### Perspectives, reference frames and symmetries

You’ve done some mental exercises already as you’ve been working your way through the previous section, but you’ll need to do plenty more. In fact, they may become physical exercise too: when I first thought about these things (symmetries and, more importantly, *a*symmetries in space), I found myself walking around the table with some asymmetrical everyday objects and papers with arrows and clocks and other stuff on it—effectively analyzing what right-hand screw, thumb or grip rules actually *mean*. 🙂

So… Well… **I want you to distinguish—just for a while—between the notion of a reference frame (think of the x–y–z reference frame that comes with the apparatus) and your perspective on it.** What’s our perspective on it? Well… You may be looking from the top, or from the side and, if from the side, from the left-hand side or the right-hand side—which, if you think about it, you can only

*define*in terms of the various positive and negative directions of the various axes. 🙂 If you think this is getting ridiculous… Well… Don’t. Feynman himself doesn’t think this is ridiculous, because he starts his own “long and abstract side tour” on transformations with a very simple explanation of how the top and side

*view*of the apparatus are related to the

*axes*(i.e. the reference frame) that comes with it. You don’t believe me? This is the

*very*first illustration of his

*Lecture*on this:

He uses it to explain the apparatus (which we don’t do here because you’re supposed to already know how these (modified or improved) Stern-Gerlach apparatuses work). So let’s continue this story. Suppose that we are looking in the *positive* *y*-direction—so that’s the direction in which our particle is moving—then we might imagine how it would look like when *we *would make a 180° turn and look at the situation from the other side, so to speak. We do not change the reference frame (i.e. the *orientation*) of the apparatus here: we just change our *perspective *on it. Instead of seeing particles going *away from us*, into the apparatus, we now see particles coming *towards *us, out of the apparatus.

What happens—but that’s not scientific language, of course—is that left becomes right, and right becomes left. Top still is top, and bottom is bottom. We are looking now in the *negative y*-direction, and the positive direction of the *x*-axis—which pointed right when we were looking in the positive *y*-direction—now points left. I see you nodding your head now—because you’ve heard about parity inversions, mirror symmetries and what have you—and I hear you say: “That’s the mirror world, right?”

No. It is not. I wrote about this in another post: the world in the mirror is the world in the mirror. We don’t get a mirror image of an object by going around it and looking at its back side. I can’t dwell too much on this (just check that post, and another one who talks about the same), but so don’t try to connect it to the discussions on symmetry-breaking and what have you. Just stick to *this *story, which is about transformations of amplitudes (or wavefunctions). [If you really want to know—but I know this sounds counterintuitive—the mirror world doesn’t really switch left for right. Your reflection doesn’t do a 180 degree turn: it is just reversed front to back, with no rotation at all. It’s only your brain which *mentally* adds (or subtracts) the 180 degree turn that you assume must have happened from the observed front to back reversal. So the left to right reversal is only *apparent*. It’s a common misconception, and… Well… I’ll let you figure this out yourself. I need to move on.] Just note the following:

- The
*xyz*reference frame remains a valid right-handed reference frame. Of course it does: it comes with our beam splitter, and we can’t change its*reality*, right? We’re just looking at it from another angle. Our*perspective*on it has changed. - However, if we think of the real and imaginary part of the wavefunction describing the electrons that are going through our apparatus as perpendicular oscillations (as shown below)—a cosine and sine function respectively—then our change in perspective
*might*, effectively, mess up our convention for measuring angles.

I am not saying it *does*. Not now, at least. I am just saying it *might*. It depends on the plane of the oscillation, as I’ll explain in a few moments. Think of this: we measure angles *counter*clockwise, right? As shown below… But… Well… If the thing below would be some funny clock going backwards—you’ve surely seen them in a bar or so, right?—then… Well… If they’d be transparent, and you’d go around them, you’d see them as going… Yes… Clockwise. 🙂 [This should remind you of a discussion on real versus pseudo-vectors, or polar versus axial vectors, but… Well… We don’t want to complicate the story here.]

Now, *if *we would assume this clock represents something real—and, of course, **I am thinking of the elementary wavefunction e^{i}^{θ} = cosθ + i·sinθ now**—then… Well… Then it will look different when we go around it. When going around our backwards clock above and looking at it from… Well… The back, we’d describe it, naively, as… Well…

*Think! What’s your answer? Give me the formula!*🙂

[…]

We’d see it as *e*^{−i}^{θ} = *cos*(−θ) + *i*·*sin*(−θ) = *cos*θ − *i*·*sin*θ, right? The hand of our clock now goes clockwise, so that’s the *opposite *direction of our convention for measuring angles. Hence, instead of *e*^{i}^{θ}, we write *e*^{−i}^{θ}, right? So that’s the complex conjugate. So we’ve got a different *image *of the same thing here. *Not* good. *Not good at all.*

You’ll say: *so what? *We can fix this thing easily, right? You don’t need the convention for measuring angles or for the imaginary unit (*i*) here. This particle is moving, right? So if you’d want to look at the elementary wavefunction as some sort of circularly polarized beam (which, I admit, is very much what I would like to do, but its polarization is rather particular as I’ll explain in a minute), then you just need to define *left- and right-handed angles* as per the standard right-hand screw rule (illustrated below). *To hell with the counterclockwise convention for measuring angles!*

You are right. We *could *use the right-hand rule more consistently. We could, in fact, use it as an *alternative *convention for measuring angles: we could, effectively, measure them clockwise *or* counterclockwise depending on the direction of our particle. But… Well… The fact is: *we don’t*. We do *not* use that alternative convention when we talk about the wavefunction. Physicists do use the *counterclockwise* convention ** all of the time** and just jot down these complex exponential functions and don’t realize that,

*if they are to represent something real*, our

*perspective*on the reference frame matters. To put it differently, the

*direction*in which we are looking at things matters! Hence, the direction is

*not…*Well… I am tempted to say…

*Not*relative at all but then… Well… We wanted to avoid that term, right? 🙂

[…]

I guess that, by now, your brain may suffered from various short-circuits. If not, stick with me a while longer. Let us analyze how our wavefunction model might be impacted by this symmetry—or *a*symmetry, I should say.

### The flywheel model of an electron

In our previous posts, we offered a model that interprets the real and the imaginary part of the wavefunction as oscillations which each carry half of the total energy of the particle. These oscillations are perpendicular to each other, and the interplay between both is how energy propagates through spacetime. Let us recap the fundamental premises:

- The dimension of the matter-wave field vector is force per unit
*mass*(N/kg), as opposed to the force per unit*charge*(N/C) dimension of the electric field vector. This dimension is an acceleration (m/s^{2}), which is the dimension of the gravitational field. - We assume this gravitational disturbance causes our electron (or a charged
*mass*in general) to move about some center, combining linear and circular motion. This interpretation reconciles the wave-particle duality: fields interfere but if, at the same time, they do drive a pointlike particle, then we understand why, as Feynman puts it, “when you do find the electron some place, the entire charge is there.” Of course, we cannot prove anything here, but our elegant yet simple derivation of the Compton radius of an electron is… Well… Just nice. 🙂 - Finally, and most importantly
*in the context of this discussion*, we noted that, in light of the direction of the magnetic moment of an electron in an inhomogeneous magnetic field,**the plane which circumscribes the circulatory motion of the electron should also**Hence, unlike an electromagnetic wave, the*comprise*the direction of its linear motion.*plane*of the two-dimensional oscillation (so that’s the polarization plane, really) can*not*be perpendicular to the direction of motion of our electron.

Let’s say some more about the latter point here. The illustrations below (one from Feynman, and the other is just open-source) show what we’re thinking of. The direction of the angular momentum (and the magnetic moment) of an electron—or, to be precise, its component as measured in the direction of the (inhomogeneous) magnetic field through which our electron is traveling—can*not* be parallel to the direction of motion. On the contrary, it must be *perpendicular* to the direction of motion. In other words, if we imagine our electron as spinning around some center (see the illustration on the left-hand side), then the disk it circumscribes (i.e. the *plane *of the polarization) has to *comprise *the direction of motion.

Of course, we need to add another detail here. As my readers will know, we do not really have a precise direction of angular momentum in quantum physics. While there is no fully satisfactory explanation of this, the classical explanation—combined with the quantization hypothesis—goes a long way in explaining this: an object with an angular momentum ** J** and a magnetic moment

**that is**

*μ**not exactly*parallel to some magnetic field

**B**, will

*not*line up: it will

*precess*—and, as mentioned, the quantization of angular momentum may well explain the rest. [Well… Maybe… We have detailed our attempts in this regard in various posts on this (just search for

*spin*or

*angular momentum*on this blog, and you’ll get a dozen posts or so), but these attempts are, admittedly, not

*fully satisfactory*. Having said that, they do go a long way in relating angles to spin numbers.]

The thing is: we do assume our electron is spinning around. If we look from the *up*-direction *only*, then it will be spinning *clockwise *if its angular momentum is down (so its *magnetic moment *is *up*). Conversely, it will be spinning *counter*clockwise if its angular momentum is *up*. Let us take the *up*-state. So we have a top view of the apparatus, and we see something like this:I know you are laughing aloud now but think of your amusement as a nice reward for having stuck to the story so far. Thank you. 🙂 And, yes, do check it yourself by doing some drawings on your table or so, and then look at them from various directions as you walk around the table as—I am not ashamed to admit this—I did when thinking about this. So what do we get when we change the perspective? Let us walk around it, *counterclockwise*, let’s say, so we’re measuring our angle of rotation as some *positive *angle. Walking around it—in whatever direction, clockwise or counterclockwise—doesn’t change the counterclockwise direction of our… Well… That weird object that might—just *might—*represent an electron that has its spin up and that is traveling in the positive *y*-direction.

When we look in the direction of propagation (so that’s from left to right as you’re looking at this page), and we abstract away from its linear motion, then we could, vaguely, describe this by some wrenched *e ^{i}*

^{θ}=

*cos*θ +

*i*·

*sin*θ function, right? The

*x-*and

*y*-axes

*of the apparatus*may be used to measure the cosine and sine components respectively.

Let us keep looking from the top but walk around it, rotating ourselves over a 180° angle so we’re looking in the *negative *y-direction now. As I explained in one of those posts on symmetries, our mind will want to switch to a new reference frame: we’ll keep the *z*-axis (up is up, and down is down), but we’ll want the positive direction of the *x*-axis to… Well… Point right. And we’ll want the *y*-axis to point away, rather than towards us. In short, we have a transformation of the reference frame here: *z’* = *z*, *y’* = − *y*, and *x’* = − *x*. Mind you, this is still a regular right-handed reference frame. [That’s the difference with a *mirror *image: a *mirrored *right-hand reference frame is no longer right-handed.] So, in our new reference frame, that we choose to coincide with our *perspective*, we will now describe the same thing as some −*cos*θ − *i*·*sin*θ = −*e ^{i}*

^{θ}function. Of course, −

*cos*θ =

*cos*(θ + π) and −

*sin*θ =

*sin*(θ + π) so we can write this as:

−*cos*θ − *i*·*sin*θ = *cos*(θ + π) + *i*·*sin*θ = *e ^{i}*

^{·(}

^{θ+π)}=

*e*

^{i}^{π}·

*e*

^{i}^{θ}= −

*e*

^{i}^{θ}.

Sweet ! But… Well… First note this is *not *the complex conjugate: *e*^{−i}^{θ} = *cos*θ − *i*·*sin*θ ≠ −*cos*θ − *i*·*sin*θ = −*e ^{i}*

^{θ}. Why is that? Aren’t we looking at the same clock, but from the back? No. The plane of polarization is different. Our clock is more like those in Dali’s painting: it’s flat. 🙂 And, yes, let me lighten up the discussion with that painting here. 🙂 We need to have

*some*fun while torturing our brain, right?

So, because we assume the plane of polarization is different, we get an −*e ^{i}*

^{θ}function instead of a

*e*

^{−i}

^{θ}function.

Let us now think about the *e ^{i}*

^{·(}

^{θ+π)}function. It’s the same as −

*e*

^{i}^{θ}but… Well… We walked around the

*z*-axis taking a full 180° turn, right? So that’s π in radians. So that’s the

*phase shift*here.

*Hey!*Try the following now. Go back and walk around the apparatus once more, but let the reference frame

*rotate with us*, as shown below. So we start left and look in the direction of propagation, and then we start moving about the

*z*-axis (which points out of this page,

*toward*you, as you are looking at this), let’s say by some small angle α. So we rotate the reference frame about the

*z*-axis by α and… Well… Of course, our

*e*

^{i}^{·}

^{θ}now becomes an our

*e*

^{i}^{·(}

^{θ+α)}function, right? We’ve just derived the transformation coefficient for a rotation about the

*z*-axis, didn’t we? It’s equal to

*e*

^{i}^{·}

^{α}, right? We get the transformed wavefunction in the new reference frame by multiplying the old one by

*e*

^{i}^{·}

^{α}, right? It’s equal to

*e*

^{i}^{·}

^{α}·

*e*

^{i}^{·}

^{θ}=

*e*

^{i}^{·(}

^{θ+α)}, right?

Well…

[…]

No. The answer is: no. The transformation coefficient is not *e ^{i}*

^{·}

^{α}but

*e*

^{i}^{·}

^{α/2}. So we get an additional 1/2 factor in the

*phase shift*.

* Huh? *Yes. That’s what it is: when we change the representation, by rotating our apparatus over some angle α about the

*z*-axis, then we will, effectively, get a new wavefunction, which will differ from the old one by a phase shift that is equal to only

*half*of the rotation angle only.

** Huh? **Yes. It’s even weirder than that. For a spin

*down*electron, the transformation coefficient is

*e*

^{−i·}

^{α/2}, so we get an additional minus sign in the argument.

* Huh? *Yes.

I know you are terribly disappointed, but that’s how it is. That’s what hampers an easy geometric interpretation of the wavefunction. Paraphrasing Feynman, I’d say that, somehow, our electron not only knows whether or not it has taken a turn, but it also knows whether or not it is moving away from us or, conversely, towards us.

[…]

But… *Hey! Wait a minute! That’s it, right? *

What? Well… That’s it! The electron doesn’t know whether it’s moving away or towards us. That’s nonsense. But… Well… It’s like this:

**Our e^{i}^{·}^{α} coefficient describes a rotation of the reference frame. In contrast, the e^{i}^{·}^{α/2} and e^{−i·}^{α/2} coefficients describe what happens when we rotate the T apparatus! Now that is a very different proposition. **

Right! You got it! *Representations* and reference frames are different things. *Quite *different, I’d say: representations are *real*, reference frames aren’t—but then you don’t like philosophical language, do you? 🙂 But think of it. When we just go about the *z*-axis, a full 180°, but we don’t touch that *T*-apparatus, we don’t change *reality*. When we were looking at the electron while standing left to the apparatus, we watched the electrons going in and moving away from us, and when we go about the *z*-axis, a full 180°, looking at it from the right-hand side, we see the electrons coming out, moving towards us. But it’s still the same reality. We simply change the reference frame—from *xyz* to *x’y’z’* to be precise: we do *not *change the representation.

In contrast, **when we rotate the T apparatus over a full 180°, our electron now goes in the opposite direction. **And whether that’s away or towards us, that doesn’t matter: it was going in one direction while traveling through

*S*, and now it goes in the opposite direction—

*relative to the direction it was going in S*, that is.

So what happens, *really*, when we change the *representation*, rather than the reference frame? Well… Let’s think about that. 🙂

### Quantum-mechanical weirdness?

The transformation matrix for the amplitude of a system to be in an *up *or *down *state (and, hence, presumably, for a wavefunction) for a rotation about the *z*-axis is the following one:

Feynman derives this matrix in a rather remarkable intellectual *tour de force *in the 6th of his *Lectures on Quantum Mechanics*. So that’s pretty early on. He’s actually worried about that himself, apparently, and warns his students that “This chapter is a rather long and abstract side tour, and it does not introduce any idea which we will not also come to by a different route in later chapters. You can, therefore, skip over it, and come back later if you are interested.”

Well… That’s how *I *approached it. I skipped it, and didn’t worry about those transformations for quite a while. But… Well… You can’t avoid them. In some weird way, they are at the heart of the weirdness of quantum mechanics itself. Let us re-visit his argument. Feynman immediately gets that the whole transformation issue here is just a matter of finding an easy formula for that phase shift. Why? He doesn’t tell us. Lesser mortals like us must just assume that’s how the instinct of a genius works, right? 🙂 So… Well… Because he *knows*—from experiment—that the coefficient is *e ^{i}*

^{·}

^{α/2}instead of

*e*

^{i}^{·}

^{α}, he just says the phase shift—which he denotes by λ—must be some

*proportional*to the angle of rotation—which he denotes by φ rather than α (so as to avoid confusion with the

*Euler*angle α). So he writes:

λ = m·φ

Initially, he also tries the obvious thing: m should be one, right? So λ = φ, right? Well… No. It can’t be. Feynman shows why that can’t be the case by adding a third apparatus once again, as shown below.

Let me quote him here, as I can’t explain it any better:

“Suppose *T* is rotated by 360°; then, clearly, it is right back at zero degrees, and we should have *C’*_{+} = *C*_{+} and *C’*_{−} = *C*_{−} or, what is the same thing, *e ^{i}*

^{·m·2π}= 1. We get m = 1. [But no!]

*This argument is wrong!*To see that it is, consider that

*T*is rotated by 180°. If m were equal to 1, we would have

*C’*

_{+}=

*e*

^{i}^{·π}

*C*

_{+}= −

*C*

_{+}and

*C’*

_{−}=

*e*

^{−}

^{i}^{·π}

*C*

_{−}= −

*C*

_{−}. [Feynman works with

*states*here, instead of the wavefunction of the particle as a whole. I’ll come back to this.] However, this is just the

*original*state all over again.

**amplitudes are just multiplied by −1 which gives back the original physical system. (It is again a case of a**

*Both***phase change.) This means that if the angle between**

*common**T*and

*S*is increased to 180°, the system would be indistinguishable from the zero-degree situation, and the particles would again go through the (+) state of the

*U*apparatus. At 180°, though, the (+) state of the

*U*apparatus is the (−

*x*) state of the original

*S*apparatus. So a (+

*x*) state would become a (−

*x*) state. But we have done nothing to

*change*the original state; the answer is wrong. We cannot have m = 1. We must have the situation that a rotation by 360°, and

*no smaller angle*reproduces the same physical state. This will happen if m = 1/2.”

The result, of course, is this weird 720° symmetry. While we get the same *physics* after a 360° rotation of the *T* apparatus, we do *not *get the same amplitudes. We get the opposite (complex) number: *C’*_{+} = *e ^{i}*

^{·2π/2}

*C*

_{+}= −

*C*

_{+}and

*C’*

_{−}=

*e*

^{−}

^{i}^{·2π/2}

*C*

_{−}= −

*C*

_{−}. That’s OK, because… Well… It’s a

*common*phase shift, so it’s just like changing the origin of time. Nothing more. Nothing less. Same physics. Same

*reality.*But… Well…

*C’*

_{+}≠ −

*C*

_{+}and

*C’*

_{−}≠ −

*C*

_{−}, right? We only get our original amplitudes back if we rotate the

*T*apparatus two times, so that’s by a full 720 degrees—as opposed to the 360° we’d expect.

Now, space is isotropic, right? So this 720° business doesn’t make sense, right?

Well… It does and it doesn’t. We shouldn’t dramatize the situation. What’s the *actual* difference between a complex number and its opposite? It’s like *x* or −*x*, or *t* and −*t. *I’ve said this a couple of times already again, and I’ll keep saying it many times more: *Nature *surely can’t be bothered by how we measure stuff, right? In the positive or the negative direction—that’s just our choice, right? *Our *convention. So… Well… It’s just like that −*e ^{i}*

^{θ}function we got when looking at the

*same*experimental set-up from the other side: our

*e*

^{i}^{θ}and −

*e*

^{i}^{θ}functions did

*not*describe a different reality. We just changed our perspective. The

*reference frame*. As such, the reference frame isn’t

*real*. The experimental set-up is. And—I know I will anger mainstream physicists with this—the

*representation*is. Yes. Let me say it loud and clear here:

**A different representation describes a different reality. **

In contrast, a different perspective—or a different reference frame—does not.

### Conventions

While you might have had a lot of trouble going through all of the weird stuff above, the point is: it is *not *all that weird. We *can *understand quantum mechanics. And in a fairly intuitive way, really. It’s just that… Well… I think some of the conventions in physics hamper such understanding. Well… Let me be precise: one convention in particular, really. It’s that convention for measuring angles. Indeed, Mr. Leonhard Euler, back in the 18th century, might well be “the master of us all” (as Laplace is supposed to have said) but… Well… He couldn’t foresee how his omnipresent formula—*e*^{i}^{θ} = *cos*θ + *i*·*sin*θ—would, one day, be used to represent *something real*: an electron, or any elementary particle, really. If he *would *have known, I am sure he would have noted what I am noting here: *Nature *can’t be bothered by our conventions. Hence, if *e*^{i}^{θ} represents something real, then *e*^{−i}^{θ} must also represent something real. [Coz I admire this genius so much, I can’t resist the temptation. Here’s his portrait. He looks kinda funny here, doesn’t he? :-)]

Frankly, he would probably have understood quantum-mechanical theory as easily and instinctively as Dirac, I think, and I am pretty sure he would have *noted*—and, if he would have known about circularly polarized waves, probably *agreed* to—that *alternative *convention for measuring angles: we could, effectively, measure angles clockwise *or* counterclockwise depending on the direction of our particle—as opposed to Euler’s ‘one-size-fits-all’ counterclockwise convention. But so we did *not *adopt that alternative convention because… Well… We want to keep honoring Euler, I guess. 🙂

So… Well… If we’re going to keep honoring Euler by sticking to that ‘one-size-fits-all’ counterclockwise convention, then **I do believe that e^{i}^{θ} and e^{−i}^{θ} represent two different realities: spin up versus spin down.**

Yes. In our geometric interpretation of the wavefunction, these are, effectively, two different spin directions. And… Well… These are *real* directions: we *see *something different when they go through a Stern-Gerlach apparatus. So it’s *not* just some convention to *count *things like 0, 1, 2, etcetera versus 0, −1, −2 etcetera. It’s the same story again: different but related *mathematical *notions are (often) related to different but related *physical *possibilities. So… Well… I think that’s what we’ve got here. Think of it. Mainstream quantum math treats all wavefunctions as right-handed but… Well… A particle with *up *spin is a different particle than one with *down *spin, right? And, again, *Nature* surely can*not* be bothered about our convention of measuring phase angles clockwise or counterclockwise, right? So… Well… Kinda obvious, right? 🙂

Let me spell out my conclusions here:

**1.** The angular momentum can be positive or, alternatively, negative: *J* = +ħ/2 or −ħ/2. [Let me note that this is *not* obvious. Or less obvious than it seems, at first. In classical theory, you would expect an electron, or an atomic magnet, to line up with the field. Well… The Stern-Gerlach experiment shows they don’t: they keep their original orientation. Well… If the field is weak enough.]

**2.** Therefore, we would probably like to think that an *actual* particle—think of an electron, or whatever other particle you’d think of—comes in two *variants*: right-handed and left-handed. They will, therefore, *either* consist of (elementary) right-handed waves or, *else*, (elementary) left-handed waves. An elementary right-handed wave would be written as: ψ(θ* _{i}*)

*=*

*e*^{i}^{θi}

*= a*·(

_{i}*cos*θ

*+*

_{i}*i·sin*θ

*). In contrast, an elementary left-handed wave would be written as: ψ(θ*

_{i}*)*

_{i}*=*

*e*^{−i}^{θi}

*·(*

*=*a_{i}*cos*θ

*−*

_{i}*i·sin*θ

*). So that’s the complex conjugate.*

_{i}So… Well… Yes, I think complex conjugates are not just some *mathematical *notion: I believe they represent something real. It’s the usual thing: *Nature *has shown us that (most) mathematical possibilities correspond to *real *physical situations so… Well… Here you go. It is really just like the left- or right-handed circular polarization of an electromagnetic wave: we can have both for the matter-wave too! [As for the differences—different polarization plane and dimensions and what have you—I’ve already summed those up, so I won’t repeat myself here.] The point is: if we have two different *physical *situations, we’ll want to have two different functions to describe it. Think of it like this: why would we have *two*—yes, I admit, two *related—*amplitudes to describe the *up *or *down *state of the same system, but only one wavefunction for it? You tell me.

[…]

Authors like me are looked down upon by the so-called *professional* class of physicists. The few who bothered to react to my attempts to make sense of Einstein’s basic intuition in regard to the nature of the wavefunction all said pretty much the same thing: “Whatever your geometric (or *physical*) interpretation of the wavefunction might be, it won’t be compatible with the *isotropy *of space. You cannot *imagine *an object with a 720° symmetry. That’s *geometrically *impossible.”

Well… Almost three years ago, I wrote the following on this blog: “As strange as it sounds, a spin-1/2 particle needs *two *full rotations (2×360°=720°) until it is again in the same state. Now, in regard to that particularity, you’ll often read something like: “*There is **nothing** in our macroscopic world which has a symmetry like that.*” Or, worse, “*Common sense tells us that something like that cannot exist, that it simply is impossible.*” [I won’t quote the site from which I took this quotes, because it is, in fact, the site of a very respectable research center!]* Bollocks!* The Wikipedia article on spin has this wonderful animation: look at how the spirals flip between clockwise and counterclockwise orientations, and note that it’s only after spinning a full 720 degrees that this ‘point’ returns to its original configuration after spinning a full 720 degrees.

So… Well… I am still pursuing my original dream which is… Well… Let me re-phrase what I wrote back in January 2015:

**Yes, we can actually imagine spin-1/2 particles**, and we actually do not need all that much imagination!

In fact, I am tempted to think that I’ve found a pretty good representation or… Well… A pretty good *image*, I should say, because… Well… A representation is something real, remember? 🙂

**Post scriptum** (10 December 2017): Our flywheel model of an electron makes sense, but also leaves many unanswered questions. The most obvious one question, perhaps, is: why the *up *and *down *state only?

I am not so worried about that question, even if I can’t answer it right away because… Well… Our apparatus—the way we *measure *reality—is set up to measure the angular momentum (or the *magnetic moment*, to be precise) in one direction only. If our electron is *captured* by some *harmonic *(or non-harmonic?) oscillation in multiple dimensions, then it should not be all that difficult to show its magnetic moment is going to align, somehow, in the same *or*, alternatively, the opposite direction of the magnetic field it is forced to travel through.

Of course, the analysis for the spin *up *situation (magnetic moment *down*) is quite peculiar: if our electron is a *mini*-magnet, why would it *not *line up with the magnetic field? We understand the precession of a spinning top in a gravitational field, but… *Hey**… It’s actually not that different*. Try to imagine some spinning top on the ceiling. 🙂 I am sure we can work out the math. 🙂 The electron must be some gyroscope, really: it won’t change direction. In other words, its magnetic moment won’t line up. It will precess, and it can do so in two directions, depending on its *state*. 🙂 […] At least, that’s why my instinct tells me. I admit I need to work out the math to convince you. 🙂

The second question is more important. If we just rotate the reference frame over 360°, we see the same thing: some rotating object which we, vaguely, describe by some *e*^{+i}^{·θ} function—to be precise, I should say: by some *Fourier* sum of such functions—or, if the rotation is in the other direction, by some *e*^{−i}^{·θ} function (again, you should read: a *Fourier *sum of such functions). Now, the weird thing, as I tried to explain above is the following: if we rotate the object itself, over the same 360°, we get a *different *object: our *e*^{i}^{·θ} and *e*^{−i}^{·θ} function (again: think of a *Fourier *sum, so that’s a wave *packet*, really) becomes a −*e*^{±i}^{·θ} thing. We get a *minus *sign in front of it. So what happened here? What’s the difference, *really*?

Well… I don’t know. It’s very deep. If I do nothing, and you keep watching me while turning around me, for a full 360°, then you’ll end up where you were when you started and, importantly, you’ll see the same thing. *Exactly *the same thing: if I was an *e*^{+i}^{·θ} wave packet, I am still an an *e*^{+i}^{·θ} wave packet now. Or if I was an *e*^{−i}^{·θ} wave packet, then I am still an an *e*^{−i}^{·θ} wave packet now. Easy. Logical. *Obvious*, right?

But so now we try something different: *I *turn around, over a full 360° turn, and *you *stay where you are. When I am back where I was—looking at you again, so to speak—then… Well… I am not quite the same any more. Or… Well… Perhaps I am but you *see *me differently. If I was *e*^{+i}^{·θ} wave packet, then I’ve become a −*e*^{+i}^{·θ} wave packet now. Not *hugely* different but… Well… That *minus *sign matters, right? Or If I was wave packet built up from elementary *a*·*e*^{−i}^{·θ} waves, then I’ve become a −*e*^{−i}^{·θ} wave packet now. What happened?

It makes me think of the twin paradox in special relativity. We know it’s a *paradox*—so that’s an *apparent *contradiction only: we know which twin stayed on Earth and which one traveled because of the gravitational forces on the traveling twin. The one who stays on Earth does not experience any acceleration or deceleration. Is it the same here? I mean… The one who’s turning around must experience some *force*.

Can we relate this to the twin paradox? Maybe. Note that a *minus *sign in front of the *e*^{−±i}^{·θ} functions amounts a minus sign in front of both the sine and cosine components. So… Well… The negative of a sine and cosine is the sine and cosine but with a phase shift of 180°: −*cos*θ = *cos*(θ ± π) and −*sin*θ = *sin*(θ ± π). Now, adding or subtracting a *common *phase factor to/from the argument of the wavefunction amounts to *changing *the origin of time. So… Well… I do think the twin paradox and this rather weird business of 360° and 720° symmetries are, effectively, related. 🙂

# The reality of the wavefunction

If you haven’t read any of my previous posts on the geometry of the wavefunction (this link goes to the most recent one of them), then don’t attempt to read this one. It brings too much stuff together to be comprehensible. In fact, I am not even sure if I am going to understand what I write myself. 🙂 [OK. Poor joke. Acknowledged.]

Just to recap the essentials, I part ways with mainstream physicists in regard to the *interpretation *of the wavefunction. For mainstream physicists, the wavefunction is just some mathematical construct. Nothing *real*. Of course, I acknowledge mainstream physicists have very good reasons for that, but… Well… I believe that, if there is interference, or diffraction, then *something *must be interfering, or something must be diffracting. I won’t dwell on this because… Well… I have done that too many times already. My *hypothesis *is that the wavefunction is, in effect, a *rotating **field vector*, so it’s just like the electric field vector of a (circularly polarized) electromagnetic wave (illustrated below).

Of course, it must be different, and it is. First, the (physical) dimension of the field vector of the matter-wave must be different. So what is it? Well… I am tempted to associate the real and imaginary component of the wavefunction with a force *per unit mass *(as opposed to the force per unit charge dimension of the electric field vector). Of course, the newton/kg dimension reduces to the dimension of acceleration (m/s^{2}), so that’s the dimension of a gravitational field.

Second, I also am tempted to think that this gravitational disturbance causes an electron (or any matter-particle) to move about some center, and I believe it does so at the speed of light. In contrast, electromagnetic waves do *not *involve any mass: they’re just an oscillating *field*. Nothing more. Nothing less. Why would I believe there must still be some pointlike particle involved? Well… As Feynman puts it: “When you do find the electron some place, the entire charge is there.” (Feynman’s *Lectures*, III-21-4) So… Well… That’s why.

The third difference is one that I thought of only recently: the *plane *of the oscillation can*not *be perpendicular to the direction of motion of our electron, because then we can’t explain the direction of its magnetic moment, which is either up or down when traveling through a Stern-Gerlach apparatus. I am more explicit on that in the mentioned post, so you may want to check there. 🙂

I wish I mastered the software to make animations such as the one above (for which I have to credit Wikipedia), but so I don’t. You’ll just have to *imagine *it. That’s great mental exercise, so… Well… Just try it. 🙂

Let’s now think about rotating reference frames and transformations. If the *z*-direction is the direction along which we measure the angular momentum (or the magnetic moment), then the *up*-direction will be the *positive *z-direction. We’ll also assume the *y*-direction is the direction of travel of our elementary particle—and let’s just consider an electron here so we’re more real. 🙂 So we’re in the reference frame that Feynman used to derive the transformation matrices for spin-1/2 particles (or for two-state systems in general). His ‘improved’ Stern-Gerlach apparatus—which I’ll refer to as a beam splitter—illustrates this *geometry*.

So I think the magnetic moment—or the angular momentum, really—comes from an oscillatory motion in the *x*– and *y*-directions. One is the *real *component (the cosine function) and the other is the imaginary component (the sine function), as illustrated below.

So the crucial difference with the animations above (which illustrate left- and a right-handed polarization respectively) is that we, somehow, need to imagine the circular motion is *not *in the *xz*-plane, but in the *yz*-plane. Now what happens if we change the reference frame?

Well… That depends on what you mean by changing the reference frame. Suppose we’re looking in the positive *y*-direction—so that’s the direction in which our particle is moving—, then we might imagine how it would look like when *we *would make a 180° turn and look at the situation from the other side, so to speak. Now, I did a post on that earlier this year, which you may want to re-read. When we’re looking at the same thing from the other side (from the back side, so to speak), we will want to use our familiar reference frame. So we will want to keep the *z*-axis as it is (pointing upwards), and we will also want to define the *x*– and *y-*axis using the familiar right-hand rule for defining a coordinate frame. So our new *x*-axis and our new *y-*axis will the same as the old *x-* and *y-*axes but with the sign reversed. In short, we’ll have the following mini-transformation: (1) *z*‘ = *z*, (2) *x’* = −*x*, and (3) *y’* = −*y*.

So… Well… If we’re effectively looking at something *real *that was moving along the *y*-axis, then it will now still be moving along the *y’*-axis, but in the *negative *direction. Hence, our elementary wavefunction *e ^{i}*

^{θ}=

*cos*θ +

*i*·

*sin*θ will

*transform*into −

*cos*θ −

*i*·

*sin*θ = −

*cos*θ −

*i*·

*sin*θ =

*cos*θ −

*i*·

*sin*θ. It’s the same wavefunction. We just… Well… We just changed our reference frame. We didn’t change reality.

Now you’ll cry wolf, of course, because we just went through all that transformational stuff in our last post. To be specific, we presented the following transformation matrix for a rotation along the *z*-axis:

Now, if φ is equal to 180° (so that’s π in radians), then these *e*^{i}^{φ/2} and *e*^{−i}^{φ/2}/√2 factors are equal to *e*^{i}^{π/2} = *+i* and *e*^{−i}^{π/2} = −*i* respectively. Hence, our *e ^{i}*

^{θ}=

*cos*θ +

*i*·

*sin*θ becomes…

** Hey !** Wait a minute ! We’re talking about two

*very*different things here, right? The

*e*

^{i}^{θ}=

*cos*θ +

*i*·

*sin*θ is an

*elementary*wavefunction which, we presume, describes some real-life particle—we talked about an electron with its spin in the

*up*-direction—while these transformation matrices are to be applied to amplitudes describing… Well… Either an

*up*– or a

*down*-state, right?

Right. But… Well… Is it so different, really? Suppose our *e ^{i}*

^{θ}=

*cos*θ +

*i*·

*sin*θ wavefunction describes an

*up*-electron, then we still have to apply that

*e*

^{i}^{φ/2}=

*e*

^{i}^{π/2}=

*+i*factor, right? So we get a new wavefunction that will be equal to

*e*

^{i}^{φ/2}·

*e*

^{i}^{θ}=

*e*

^{i}^{π/2}·

*e*

^{i}^{θ}=

*+i*·

*e*

^{i}^{θ}=

*i*·

*cos*θ +

*i*

^{2}·

*sin*θ =

*sin*θ −

*i*·

*cos*θ, right? So how can we reconcile that with the

*cos*θ −

*i*·

*sin*θ function we thought we’d find?

We can’t. So… Well… Either *my* theory is wrong or… Well… Feynman can’t be wrong, can he? I mean… It’s not only Feynman here. We’re talking all mainstream physicists here, right?

Right. But think of it. *Our electron in that thought experiment does, effectively, make a turn of 180°, so it is going in the other direction now ! *That’s more than just… Well… Going around the apparatus and looking at stuff from the other side.

Hmm… Interesting. Let’s think about the difference between the *sin*θ − *i*·*cos*θ and *cos*θ − *i*·*sin*θ functions. First, note that they will give us the same probabilities: the square of the absolute value of both complex numbers is the same. [It’s equal to 1 because we didn’t bother to put a coefficient in front.] Secondly, we should note that the sine and cosine functions are essentially the same. They just differ by a phase factor: *cos*θ = *sin*(θ + π/2) and −*sin*θ = *cos*(θ + π/2). Let’s see what we can do with that. We can write the following, for example:

*sin*θ − *i*·*cos*θ = −*cos*(θ + π/2) − *i*·*sin*(θ + π/2) = −[*cos*(θ + π/2) + *i*·*sin*(θ + π/2)] = −*e ^{i}*

^{·(θ + π/2)}

Well… I guess that’s something at least ! The *e ^{i}*

^{·θ}and −

*e*

^{i}^{·(θ + π/2)}functions differ by a phase shift

*and*a minus sign so… Well… That’s what it takes to reverse the direction of an electron. 🙂 Let us mull over that in the coming days. As I mentioned, these more philosophical topics are not easily exhausted. 🙂

# Transforming amplitudes for spin-1/2 particles

Some say it is not possible to *fully* *understand* quantum-mechanical spin. Now, I do agree it is difficult, but I do *not *believe it is impossible. That’s why I wrote so many posts on it. Most of these focused on elaborating how the classical view of how a rotating charge precesses in a magnetic field might translate into the weird world of quantum mechanics. Others were more focused on the corollary of the *quantization *of the angular momentum, which is that, in the quantum-mechanical world, the angular momentum is never quite all in *one* direction only—so that explains some of the seemingly inexplicable randomness in particle behavior.

Frankly, I think those explanations help us quite a bit already but… Well… We need to go the extra mile, right? In fact, that’s drives my search for a *geometric *(or *physical*)* *interpretation of the wavefunction: the extra mile. 🙂

Now, in one of these many posts on spin and angular momentum, I advise my readers – *you*, that is* *– to try to work yourself through Feynman’s 6th Lecture on quantum mechanics, which is highly abstract and, therefore, usually skipped. [Feynman himself told his students to skip it, so I am sure that’s what they did.] However, if we believe the *physical *(or *geometric*) interpretation of the wavefunction that we presented in previous posts is, somehow, *true*, then we need to relate it to the abstract math of these so-called *transformations *between *representations*. That’s what we’re going to try to do here. It’s going to be just a start, and I will probably end up doing several posts on this but… Well… We do have to start *somewhere*, right? So let’s see where we get today. 🙂

The thought experiment that Feynman uses throughout his Lecture makes use of what Feynman’s refers to as modified or improved Stern-Gerlach apparatuses. They allow us to prepare a pure state or, alternatively, as Feynman puts it, to *analyze* a state. In theory, that is. The illustration below present a side and top view of such apparatus. We may already note that the apparatus itself—or, to be precise, our *perspective *of it—gives us two directions: (1) the *up *direction, so that’s the positive direction of the *z*-axis, and (2) the direction of travel of our particle, which coincides with the positive direction of the *y*-axis. [This is obvious and, at the same time, not so obvious, but I’ll talk about that in my next post. In this one, we basically need to work ourselves through the math, so we don’t want to think too much about philosophical stuff.]

The kind of questions we want to answer in this post are variants of the following basic one: if a spin-1/2 particle (let’s think of an electron here, even if the Stern-Gerlach experiment is usually done with an atomic beam) was prepared in a given condition by one apparatus *S*, say the +*S* state, what is the probability (or the *amplitude*) that it will get through a second apparatus *T* if that was set to filter out the +*T* state?

The result will, of course, depend on the angles between the two apparatuses *S* and *T*, as illustrated below. [Just to respect copyright, I should explicitly note here that all illustrations are taken from the mentioned *Lecture*, and that the line of reasoning sticks close to Feynman’s treatment of the matter too.]

We should make a few remarks here. First, this thought experiment assumes our particle doesn’t get lost. That’s obvious but… Well… If you haven’t thought about this possibility, I suspect you will at some point in time. So we do assume that, somehow, this particle makes a turn. It’s an important point because… Well… Feynman’s argument—who, remember, represents mainstream physics—somehow assumes that doesn’t really matter. It’s the same particle, right? It just took a turn, so it’s going in some other direction. That’s all, right? Hmm… That’s where I part ways with mainstream physics: the transformation matrices for the amplitudes that we’ll find here describe something real, I think. It’s not just *perspective*: something *happened *to the electron. That something does not only *change *the amplitudes but… Well… It describes a different electron. It describes *an electron that goes in a different direction* now. But… Well… As said, these are reflections I will further develop in my next post. 🙂 Let’s focus on the math here. The philosophy will follow later. 🙂 Next remark.

Second, we assume the (a) and (b) illustrations above represent the same *physical *reality because the *relative* orientation between the two apparatuses, as measured by the angle α, is the same. Now *that *is obvious, you’ll say, but, as Feynman notes, we can only make that assumption because experiments effectively confirm that spacetime is, effectively, isotropic. In other words, there is no *aether* allowing us to establish some sense of *absolute *direction. Directions are *relative**—*relative to the observer, that is… But… Well… Again, in my next post, I’ll argue that it’s *not *because directions are *relative *that they are, somehow, *not *real. Indeed, in my humble opinion, it does matter whether an electron goes *here* or, alternatively, *there*. These two *different *directions are not just two different coordinate frames. But… Well… Again. The philosophy will follow later. We need to stay focused on the math here.

Third and final remark. This one is actually *very* tricky. In his argument, Feynman also assumes** the two set-ups below are, somehow, equivalent.**

You’ll say:* Huh? *If not, say it!

**🙂 Yes. Good.**

*Huh?***Feynman writes**

*Huh?***because… Well… They’re not the same, obviously:**

*equivalent*—*not*the*same*- In the first set-up (a),
*T*is wide open, so the apparatus is not supposed to do anything with the beam: it just splits and re-combines it. - In set-up (b) the
*T*apparatus is, quite simply, not there, so… Well… Again. Nothing is supposed to happen with our particles as they come out of*S*and travel to*U*.

**The fundamental idea here is that our spin-1/2 particle **(again, think of an electron here)** enters apparatus U in the same state as it left apparatus S. In both set-ups, that is! **Now that is a

*very*tricky assumption, because… Well… While the

*net*turn of our electron is the same, it is quite obvious it has to take

*two*turns to get to

*U*in (a), while it only takes

*one*turn in (b). And so… Well… You can probably think of other differences too. So… Yes. And no.

**🙂**

*Same-same but different*, right?Right. That is why Feynman goes out of his way to explain the nitty-gritty behind: he actually devotes a full page in small print on this, which I’ll try to summarize in just a few paragraphs here. [And, yes, you should check my summary against Feynman’s actual writing on this.] It’s like this. While traveling through apparatus *T* in set-up (a), time goes by and, therefore, the amplitude would be different by some *phase factor *δ. [Feynman doesn’t say anything about this, but… Well… In the particle’s own frame of reference, this phase factor depend on the energy, the momentum and the time and distance traveled. Think of the argument of the elementary wavefunction here: θ = (E∙t – **p**∙**x**)/ħ).] Now, *if* we *believe* that the amplitude is just some mathematical construct—so that’s what mainstream physicists (*not* *me!*) believe—then we *could *effectively say that the physics of (a) and (b) are the same, as Feynman does. In fact, let me quote him here:

“The *physics* of set-up (a) and (b) should be the same but the amplitudes could be different by some phase factor without changing the result of any calculation about the real world.”

Hmm… It’s one of those mysterious short passages where we’d all like geniuses like Feynman (or Einstein, or whomever) to be more explicit on their *world view*: if the *amplitudes* are different, can the *physics *really be the same? I mean… *Exactly *the same? It all boils down to that unfathomable belief that, somehow, the particle is real but the wavefunction that *describes *it, is not. Of course, I admit that it’s true that choosing another zero point for the time variable would also change all amplitudes by a common phase factor and… Well… That’s something that I consider to be *not *real. But… Well… The time and distance traveled in the *T *apparatus is the time and distance traveled in the *T *apparatus, right?

*Bon… *I have to stay away from these questions as for now—we need to move on with the math here—but I will come back to it later. But… Well… Talking math, I should note a very interesting *mathematical* point here. We have these transformation matrices for amplitudes, right? Well… Not yet. In fact, the coefficient of these matrices are exactly what we’re going to try to *derive *in this post, but… Well… Let’s assume we know them already. 🙂 So we have a 2-by-2 matrix to go from *S* to *T*, from *T* to *U*, and then one to go from *S* to *U* without going through *T*, which we can write as *R ^{ST}*,

*R*, and

^{TU}*R*respectively. Adding the subscripts for the

^{SU}*base*states in each representation, the

*equivalence*between the (a) and (b) situations can then be captured by the following formula:

So we have that phase factor here: the left- and right-hand side of this equation is, effectively, *same-same but different*, as they would say in Asia. 🙂 Now, Feynman develops a beautiful mathematical argument to show that the *e*^{i}^{δ} factor effectively disappears if we *convert *our rotation matrices to some rather special form that is defined as follows:

I won’t copy his argument here, but I’d recommend you go over it because it is wonderfully easy to follow and very intriguing at the same time. [Yes. Simple things can be very intriguing.] Indeed, the calculation below shows that the *determinant *of these special rotation matrices will be equal to 1.

So… Well… So what? You’re right. I am being sidetracked here. The point is that, if we put all of our rotation matrices in this special form, the *e*^{i}^{δ} factor vanishes and the formula above reduces to:

So… Yes. End of excursion. Let us remind ourselves of what it is that we are trying to do here. As mentioned above, the kind of questions we want to answer will be variants of the following basic one: if a spin-1/2 particle was prepared in a given condition by one apparatus (*S*), say the +*S* state, what is the probability (or the *amplitude*) that it will get through a second apparatus (*T*) if that was set to filter out the +*T* state?

We said the result would depend on the angles between the two apparatuses *S* and *T*. I wrote: angle** s**—plural. Why? Because a rotation will generally be described by the three so-called

*Euler angles*: α, β and γ. Now, it is easy to make a mistake here, because there is a sequence to these so-called

*elemental*rotations—and right-hand rules, of course—but I will let you figure that out. 🙂

The basic idea is the following: **if we can work out the transformation matrices for each of these elemental rotations, then we can combine them and find the transformation matrix for any rotation.** So… Well… That fills most of Feynman’s

*Lecture*on this, so we don’t want to copy all that. We’ll limit ourselves to the logic for a rotation about the

*z-*axis, and then… Well… You’ll see. 🙂

So… The *z*-axis… We take that to be the direction along which we are measuring the angular momentum of our electron, so that’s the direction of the (magnetic) field gradient, so that’s the *up*-axis of the apparatus. In the illustration below, that direction points *out of the page*, so to speak, because it is perpendicular to the direction of the *x*– and the *y*-axis that are shown. Note that the *y*-axis is the initial direction of our beam.

Now, because the (physical) orientation of the fields and the field gradients of *S* and *T* is the same, Feynman says that—despite the angle—the *probability *for a particle to be *up *or *down *with regard to *S *and *T *respectively should be the same. Well… Let’s be fair. He does not only *say *that: experiment *shows *it to be true. [Again, I am tempted to interject here that it is *not *because the probabilities for (a) and (b) are the same, that the *reality* of (a) and (b) is the same, but… Well… You get me. That’s for the next post. Let’s get back to the lesson here.]* *The probability is, of course, the square of the *absolute value* of the* *amplitude, which we will denote as *C*_{+}, *C*_{−}, *C’*_{+}, and *C’*_{−} respectively. Hence, we can write the following:

Now, the *absolute values *(or the* magnitudes*)* *are the same, but the *amplitudes *may differ. In fact, they *must *be different by some phase factor because, otherwise, we would not be able to distinguish the two situations, which are obviously different. As Feynman, finally, admits himself—jokingly or seriously: “There must be some way for a particle to know that it has turned the corner at P_{1}.” [P_{1} is the midway *point *between *S *and *T *in the illustration, of course—not some probability.]

So… Well… We write:

*C’*_{+} = *e*^{i}^{λ} ·*C*_{+} and *C’*_{−} = *e*^{i}^{μ} ·*C*_{−}

*all*amplitudes has no physical consequence (think of re-defining our t

_{0}= 0 point), so we can add some arbitrary amount to both λ and μ without changing any of the

*physics*. So then we can

*choose*this amount as −(λ + μ)/2. We write:

Now, it shouldn’t you too long to figure out that λ’ is equal to λ’ = λ/2 + μ/2 = −μ’. So… Well… Then we can just adopt the convention that λ = −μ. So our *C’*_{+} = *e*^{i}^{λ} ·*C*_{+} and *C’*_{−} = *e*^{i}^{μ} ·*C*_{−} equations can now be written as:

*C’*_{+} = *e*^{i}^{λ} ·*C*_{+} and *C’*_{−} = *e*^{−iλ}·*C*_{−}

The absolute values are the same, but the *phases *are different. Right. OK. Good move. What’s next?

Well… The next assumption is that the phase shift λ is proportional to the angle (α) between the two apparatuses. Hence, λ is equal to λ = m·α, and we can re-write the above as:

*C’*_{+} = *e*^{i}^{mα}·*C*_{+} and *C’*_{−} = *e*^{−imα}·*C*_{−}

Now, this assumption may or may not seem reasonable. Feynman justifies it with a continuity argument, arguing any rotation can be built up as a sequence of infinitesimal rotations and… Well… Let’s not get into the nitty-gritty here. [If you want it, check Feynman’s Lecture itself.] Back to the main line of reasoning. So we’ll assume we *can *write λ as λ = m·α. The next question then is: what is the value for m? Now, we obviously do get *exactly* *the same* * physics *if we rotate

*T*by 360°, or 2π radians. So we

*might*conclude that the amplitudes should be the same and, therefore, that

*e*

^{i}^{mα}=

*e*

^{i}^{m·2π}has to be equal to one, so

*C’*

_{+}=

*C*

_{+}and

*C’*

_{−}=

*C*

_{−}. That’s the case if m is equal to 1. But… Well… No. It’s the same thing again: the

*probabilities*(or the

*magnitudes*) have to be the same, but the amplitudes may be different because of some phase factor. In fact, they

*should*be different. If m = 1/2, then we also get the same physics, even if the amplitudes are

*not*the same. They will be each other’s opposite:

* Huh? *Yes. Think of it. The coefficient of proportionality (m) cannot be equal to 1. If it

*would*be equal to 1, and we’d rotate

*T*by 180° only, then we’d also get those

*C’*

_{+}= −

*C*

_{+}and

*C’*

_{−}= −

*C*

_{−}equations, and so these coefficients would, therefore,

*also*describe the same

*physical*situation. Now, you will understand,

*intuitively*, that a rotation of the

*T*apparatus by 180° will

*not*give us the same

*physical*situation… So… Well… In case you’d want a more formal argument proving a rotation by 180° does

*not*give us the same physical situation, Feynman has one for you. 🙂

I know that, by now, you’re totally tired and bored, and so you only want the grand conclusion at this point. Well… All of what I wrote above should, hopefully, help you to understand that conclusion, which – I quote Feynman here – is the following:

If we know the amplitudes *C*_{+} and *C*_{−} of spin one-half particles with respect to a reference frame *S*, and we then use new base states, defined with respect to a reference frame *T* which is obtained from *S* by a rotation α around the *z*-axis, the new amplitudes are given in terms of the old by the following formulas:

[Feynman denotes our angle α by *phi* (φ) because… He uses the Euler angles a bit differently. But don’t worry: it’s the same angle.]

What about the amplitude to go from the *C*_{−} to the *C’*_{+} state, and from the *C*_{+} to the *C’*_{−} state? Well… That amplitude is zero. So the transformation matrix is this one:

Let’s take a moment and think about this. Feynman notes the following, among other things: “It is very curious to say that if you turn the apparatus 360° you get new amplitudes. [They aren’t really new, though, because the common change of sign doesn’t give any different physics.] But if something has been rotated by a sequence of small rotations whose net result is to return it to the original orientation, then it is possible to define* *the idea that it has been rotated 360°—as distinct from zero net rotation—if you have kept track of the whole history.”

This is very deep. It connects space and time into one single geometric space, so to speak. But… Well… I’ll try to explain this rather sweeping statement later. Feynman also notes that a net rotation of 720° does give us the same amplitudes and, therefore, can*not* be distinguished from the original orientation. Feynman finds that intriguing but… Well… I am not sure if it’s very significant. I do note some symmetries in quantum physics involve 720° rotations but… Well… I’ll let you think about this. 🙂

Note that the determinant of our matrix is equal to *a*·*d *− *b*·*c* = *e*^{i}^{φ/2}·*e*^{−i}^{φ/2} = 1. So… Well… Our rotation matrix is, effectively, in that special form! How comes? Well… When equating λ = −μ, we are effectively putting the transformation into that special form. Let us also, just for fun, quickly check the normalization condition. It requires that the *probabilities*, in any given representation*,* add to up to one. So… Well… Do they? When they come out of *S*, our electrons are equally likely to be in the *up *or *down *state. So the *amplitudes *are 1/√2. [To be precise, they are ±1/√2 but… Well… It’s the phase factor story once again.] That’s normalized: |1/√2|^{2} + |1/√2|^{2} = 1. The amplitudes to come out of the *T *apparatus in the *up* or *down* state are *e*^{i}^{φ/2}/√2 and *e*^{i}^{φ/2}/√2 respectively, so the probabilities add up to |*e*^{i}^{φ/2}/√2|^{2} + |*e*^{−i}^{φ/2}/√2|^{2} = … Well… It’s 1. Check it. 🙂

Let me add an extra remark here. The normalization condition will result in matrices whose determinant will be equal to some pure imaginary exponential, like *e*^{i}^{α}. So is that what we have here? Yes. We can re-write 1 as 1 = *e*^{i}^{·0} = *e*^{0}, so α = 0. 🙂 *Capito?* Probably not, but… Well… Don’t worry about it. Just think about the grand results. As Feynman puts it, this Lecture is really “a sort of *cultural* excursion.” 🙂

Let’s do a practical calculation here. Let’s suppose the angle is, effectively, 180°. So the *e*^{i}^{φ/2} and *e*^{−i}^{φ/2}/√2 factors are equal to *e*^{i}^{π/2} = *+i* and *e*^{−i}^{π/2} = −*i*, so… Well… What does that *mean*—in terms of the *geometry *of the wavefunction? Hmm… We need to do some more thinking about the implications of all this transformation business for our *geometric *interpretation of he wavefunction, but so we’ll do that in our next post. Let us first work our way out of this rather hellish transformation logic. 🙂 [See? I do admit it is all quite difficult and abstruse, but… Well… We can do this, right?]

So what’s next? Well… Feynman develops a similar argument (I should say *same-same but different* once more) to derive the coefficients for a rotation of ±90° around the *y*-axis. Why 90° only? Well… Let me quote Feynman here, as I can’t sum it up more succinctly than he does: “With just two transformations—90° about the *y*-axis, and an arbitrary angle about the *z*-axis [which we described above]—we can generate any rotation at all.”

So how does that work? Check the illustration below. In Feynman’s words again: “Suppose that we want the angle α around *x*. We know how to deal with the angle α α around *z*, but now we want it around *x*. How do we get it? First, we turn the axis *z *down onto *x*—which is a rotation of +90°. Then we turn through the angle α around *x *= *z’*. Then we rotate −90° about *y”*. The net result of the three rotations is the same as turning around *x* by the angle α. It is a property of space.”

Besides helping us greatly to derive the transformation matrix for *any *rotation, the mentioned property of space is rather mysterious and deep. It sort of reduces the *degrees of freedom*, so to speak. Feynman writes the following about this:

“These facts of the combinations of rotations, and what they produce, are hard to grasp intuitively. It is rather strange, because we live in three dimensions, but it is hard for us to appreciate what happens if we turn this way and then that way. Perhaps, if we were fish or birds and had a real appreciation of what happens when we turn somersaults in space, we could more easily appreciate such things.”

In any case, I should limit the number of philosophical interjections. If you go through the motions, then you’ll find the following elemental rotation matrices:

What about the determinants of the *R _{x}*(φ) and

*R*(φ) matrices? They’re also equal to

_{y}*one*, so… Yes. A pure imaginary exponential, right? 1 =

*e*

^{i}^{·0}=

*e*

^{0}. 🙂

What’s next? Well… We’re done. We can now combine the *elemental *transformations above in a more general format, using the standardized Euler angles. Again, just go through the motions. The Grand Result is:

Does it give us normalized amplitudes? It should, but it looks like our determinant is going to be a much more complicated complex exponential. 🙂 Hmm… Let’s take some time to mull over this. As promised, I’ll be back with more reflections in my next post.

# The geometry of the wavefunction, electron spin and the form factor

Our previous posts showed how a simple geometric interpretation of the elementary wavefunction yielded the (Compton scattering) radius of an elementary particle—for an electron, at least: for the proton, we only got the order of magnitude right—but then a proton is not an elementary particle. We got lots of other interesting equations as well… But… Well… When everything is said and done, it’s that equivalence between the E = m·*a*^{2}·ω^{2} and E = m·*c*^{2} relations that we… Well… We need to be more *specific *about it.

Indeed, I’ve been ambiguous here and there—*oscillating *between various interpretations, so to speak. 🙂 In my own mind, I refer to my unanswered questions, or my ambiguous answers to them, as the *form factor *problem. So… Well… That explains the title of my post. But so… Well… I do want to be somewhat more *conclusive *in this post. So let’s go and see where we end up. 🙂

To help focus our mind, let us recall the metaphor of the V-2 *perpetuum mobile*, as illustrated below. With permanently closed valves, the air inside the cylinder compresses and decompresses as the pistons move up and down. It provides, therefore, a restoring force. As such, it will store potential energy, just like a spring, and the motion of the pistons will also reflect that of a mass on a spring: it is described by a sinusoidal function, with the zero point at the center of each cylinder. We can, therefore, think of the moving pistons as harmonic oscillators, just like mechanical springs. Of course, instead of two cylinders with pistons, one may also think of connecting two springs with a crankshaft, but then that’s not fancy enough for me. 🙂

At first sight, the analogy between our flywheel model of an electron and the V-twin engine seems to be complete: the 90 degree angle of our V-2 engine makes it possible to perfectly balance the pistons and we may, therefore, think of the flywheel as a (symmetric) rotating mass, whose angular momentum is given by the product of the angular frequency and the moment of inertia: L = ω·I. Of course, the moment of inertia (aka the angular mass) will depend on the *form *(or *shape*) of our flywheel:

- I = m·
*a*^{2}for a rotating*point*mass m or, what amounts to the same, for a circular*hoop*of mass m and radius*r*=*a*. - For a rotating (uniformly solid)
*disk*, we must add a 1/2 factor: I*a*^{2}/2.

How can we relate those formulas to the E = m·*a*^{2}·ω^{2} formula? The *kinetic *energy that is being stored in a flywheel is equal E* _{kinetic}* = I·ω

*/2, so that is only*

^{2}*half*of the E = m·

*a*

^{2}·ω

^{2}product if we substitute I for I = m·

*a*

^{2}. [For a disk, we get a factor 1/4, so that’s even worse!] However, our flywheel model of an electron incorporates potential energy too. In fact, the E = m·

*a*

^{2}·ω

^{2}formula just adds the (kinetic and potential) energy of two oscillators:

*we do not really consider the energy in the flywheel itself*because… Well… The essence of our flywheel model of an electron is

*not*the flywheel: the flywheel just

*transfers*energy from one oscillator to the other, but so… Well… We don’t

*include*it in our energy calculations.

**The essence of our model is that two-dimensional oscillation which**That two-dimensional oscillation—the

*drives*the electron, and which is reflected in Einstein’s E = m·*c*^{2}formula.*a*

^{2}·ω

^{2}=

*c*

^{2}equation, really—tells us that

**the**—but measured in units of

*resonant*(or*natural*)*frequency*of the fabric of spacetime is given by the speed of light*a*. [If you don’t quite get this, re-write the

*a*

^{2}·ω

^{2}=

*c*

^{2}equation as ω =

*c*/

*a*: the radius of our electron appears as a

*natural*distance unit here.]

Now, we were *extremely* happy with this interpretation not only because of the key results mentioned above, but also because it has lots of other nice consequences. Think of our probabilities as being proportional to energy densities, for example—and all of the other stuff I describe in my published paper on this. But there is even more on the horizon: a follower of this blog (a reader with an actual PhD in physics, for a change) sent me an article analyzing elementary particles as tiny black holes because… Well… If our electron is effectively spinning around, then its tangential velocity is equal to *v *= *a·*ω = *c*. Now, recent research suggest black holes are also spinning at (nearly) the speed of light. Interesting, right? However, in order to understand what she’s trying to tell me, I’ll first need to get a better grasp of general relativity, so I can relate what I’ve been writing here and in previous posts to the Schwarzschild radius and other stuff.

Let me get back to the lesson here. In the reference frame of our particle, the wavefunction really looks like the animation below: it has two components, and the amplitude of the two-dimensional oscillation is equal to *a*, which we calculated as *a *= ħ·/(m·*c*) = 3.8616×10^{−13} m, so that’s the (reduced) Compton scattering radius of an electron.

In my original article on this, I used a more complicated argument involving the angular momentum formula, but I now prefer a more straightforward calculation:

*c* = *a*·ω = *a*·E/ħ = *a*·m·*c*^{2}/ħ ⇔ *a *= ħ/(m·*c*)

The question is: what *is *that rotating arrow? I’ve been vague and not so vague on this. The thing is: I can’t *prove *anything in this regard. But my *hypothesis *is that it is, in effect, a *rotating **field vector*, so it’s just like the electric field vector of a (circularly polarized) electromagnetic wave (illustrated below).

There are a number of crucial differences though:

- The (physical) dimension of the field vector of the matter-wave is different: I associate the real and imaginary component of the wavefunction with a force
*per unit mass*(as opposed to the force per unit charge dimension of the electric field vector). Of course, the newton/kg dimension reduces to the dimension of acceleration (m/s^{2}), so that’s the dimension of a gravitational field. - I do believe this gravitational disturbance, so to speak, does cause an electron to move about some center, and I believe it does so at the speed of light. In contrast, electromagnetic waves do
*not*involve any mass: they’re just an oscillating*field*. Nothing more. Nothing less. In contrast, as Feynman puts it: “When you do find the electron some place, the entire charge is there.” (Feynman’s*Lectures*, III-21-4) - The third difference is one that I thought of only recently: the
*plane*of the oscillation can*not*be perpendicular to the direction of motion of our electron, because then we can’t explain the direction of its magnetic moment, which is either up or down when traveling through a Stern-Gerlach apparatus.

I mentioned that in my previous post but, for your convenience, I’ll repeat what I wrote there. The basic idea here is illustrated below (credit for this illustration goes to another blogger on physics). As for the Stern-Gerlach experiment itself, let me refer you to a YouTube video from the *Quantum Made Simple *site.

The point is: the direction of the angular momentum (and the magnetic moment) of an electron—or, to be precise, its component as measured in the direction of the (inhomogeneous) magnetic field through which our electron is *traveling*—can*not* be parallel to the direction of motion. On the contrary, it is *perpendicular* to the direction of motion. In other words, if we imagine our electron as spinning around some center, then the disk it circumscribes will *comprise *the direction of motion.

However, we need to add an interesting detail here. As you know, we don’t really have a precise direction of angular momentum in quantum physics. [If you don’t know this… Well… Just look at one of my many posts on spin and angular momentum in quantum physics.] Now, we’ve explored a number of hypotheses but, when everything is said and done, a rather classical explanation turns out to be the best: an object with an angular momentum ** J** and a magnetic moment

**(I used bold-face because these are**

*μ**vector*quantities) that is parallel to some magnetic field

**B**, will

*not*line up, as you’d expect a tiny magnet to do in a magnetic field—or not

*completely*, at least: it will

*precess*. I explained that in another post on quantum-mechanical spin, which I advise you to re-read if you want to appreciate the point that I am trying to make here. That post integrates some interesting formulas, and so one of the things on my ‘to do’ list is to prove that these formulas are, effectively, compatible with the electron model we’ve presented in this and previous posts.

Indeed, when one advances a hypothesis like this, it’s not enough to just sort of show* *that the general geometry of the situation makes sense: we also need to show the numbers come out alright. So… Well… Whatever we *think *our electron—or its wavefunction—might be, it needs to be compatible with stuff like the *observed* precession frequency* *of an electron in a magnetic field.

Our model also needs to be compatible with the transformation formulas for amplitudes. I’ve been talking about this for quite a while now, and so it’s about time I get going on that.

Last but not least, those articles that relate matter-particles to (quantum) gravity—such as the one I mentioned above—are intriguing too and, hence, whatever hypotheses I advance here, I’d better check them against those more advanced theories too, right? 🙂 Unfortunately, that’s going to take me a few more years of studying… But… Well… I still have many years ahead—I hope. 🙂

**Post scriptum**: It’s funny how one’s brain keeps working when sleeping. When I woke up this morning, I thought: “But it *is *that flywheel that matters, right? That’s the energy storage mechanism and also explains how photons possibly interact with electrons. The oscillators *drive *the flywheel but, without the flywheel, nothing is happening. It is really the *transfer *of energy—through the flywheel—which explains why our flywheel goes round and round.”

It may or may not be useful to remind ourselves of the math in this regard. The *motion *of our first oscillator is given by the cos(ω·t) = cosθ function (θ = ω·t), and its kinetic energy will be equal to sin^{2}θ. Hence, the (instantaneous) *change *in kinetic energy at any point in time (as a function of the angle θ) is equal to: d(sin^{2}θ)/dθ = 2∙sinθ∙d(sinθ)/dθ = 2∙sinθ∙cosθ. Now, the motion of the second oscillator (just look at that second piston going up and down in the V-2 engine) is given by the sinθ function, which is equal to cos(θ − π /2). Hence, its kinetic energy is equal to sin^{2}(θ − π /2), and how it *changes *(as a function of θ again) is equal to 2∙sin(θ − π /2)∙cos(θ − π /2) = = −2∙cosθ∙sinθ = −2∙sinθ∙cosθ. So here we have our energy transfer: the flywheel organizes the borrowing and returning of energy, so to speak. That’s the crux of the matter.

So… Well… What *if *the relevant energy formula is E = m·*a*^{2}·ω^{2}/2 instead of E = m·*a*^{2}·ω^{2}? What are the implications? Well… We get a √2 factor in our formula for the radius *a*, as shown below.

Now that is *not *so nice. For the tangential velocity, we get *v *= *a*·ω = √2·*c*. This is also *not *so nice. How can we save our model? I am not sure, but here I am thinking of the mentioned precession—the *wobbling *of our flywheel in a magnetic field. Remember we may think of * J_{z}*—the angular momentum or, to be precise, its component in the

*z*-direction (the direction in which we

*measure*it—as the projection of the

*real*angular momentum

*. Let me insert Feynman’s illustration here again (Feynman’s*

**J***Lectures*, II-34-3), so you get what I am talking about.

Now, all depends on the angle (θ) between * J_{z}* and

**, of course. We did a rather obscure post on these angles, but the formulas there come in handy now. Just click the link and review it if and when you’d want to understand the following formulas for the**

*J**magnitude*of the presumed

*actual*momentum:In this particular case (spin-1/2 particles),

*j*is equal to 1/2 (in units of ħ, of course). Hence,

*J*is equal to √0.75 ≈ 0.866. Elementary geometry then tells us cos(θ) = (1/2)/√(3/4) = = 1/√3. Hence, θ ≈ 54.73561°. That’s a big angle—larger than the 45° angle we had secretly expected because… Well… The 45° angle has that √2 factor in it: cos(45°) = sin(45°) = 1/√2.

Hmm… As you can see, there is no easy fix here. Those damn 1/2 factors! They pop up everywhere, don’t they? 🙂 We’ll solve the puzzle. One day… But not today, I am afraid. I’ll call it the form factor problem… Because… Well… It sounds better than the 1/2 or √2 problem, right?* *🙂

**Note**: If you’re into quantum math, you’ll note *a *= *ħ*/(m·*c*) is the *reduced *Compton scattering radius. The standard Compton scattering radius is equal to *a·*2π* *= (2π·*ħ*)/(m·*c*) = *h*/(m·*c*) = *h*/(m·*c*). It doesn’t solve the √2 problem. Sorry. The form factor problem. 🙂

To be honest, I finished my published paper on all of this with a suggestion that, perhaps, we should think of two *circular *oscillations, as opposed to linear ones. Think of a tiny ball, whose center of mass stays where it is, as depicted below. Any rotation – around any axis – will be some combination of a rotation around the two other axes. Hence, we may want to think of our two-dimensional oscillation as an oscillation of a polar and azimuthal angle. It’s just a thought but… Well… I am sure it’s going to keep me busy for a while. 🙂They are oscillations, still, so I am not thinking of *two *flywheels that keep going around in the same direction. No. More like a wobbling object on a spring. Something like the movement of a bobblehead on a spring perhaps. 🙂

# Electron spin and the geometry of the wavefunction

In our previous posts, we interpreted the elementary wavefunction ψ = *a·e*^{−i∙θ} = *a*·*cos*θ −* i*·*a*·*sin*θ as a two-dimensional oscillation in spacetime. In addition to assuming the two directions of the oscillation were perpendicular to each other, we also assumed they were perpendicular to the direction of motion. While the first assumption is essential in our interpretation, the second assumption is solely based on an analogy with a circularly polarized electromagnetic wave. We also assumed the matter wave could be right-handed as well as left-handed (as illustrated below), and that these two physical possibilities corresponded to the angular momentum being equal to plus or minus ħ/2 respectively.

This allowed us to derive the Compton scattering radius of an elementary particle. Indeed, we interpreted the rotating vector as a *resultant* vector, which we get by *adding *the sine and cosine motions, which represent the real and imaginary components of our wavefunction. The energy of this *two*-dimensional oscillation is *twice *the energy of a *one*-dimensional oscillator and, therefore, equal to E = m·*a*^{2}·ω^{2}. Now, the angular frequency is given by ω = E/ħ and E must, obviously, also be equal to E = m·*c*^{2}. Substitition and re-arranging the terms gives us the Compton scattering radius:

The value given above is the (reduced) Compton scattering radius for an *electron*. For a proton, we get a value of about 2.1×10^{−16} m, which is about 1/4 of the radius of a proton as measured in scattering experiments. Hence, for a proton, our formula does not give us the exact (i.e. experimentally verified) value but it does give us the correct order of magnitude—which is fine because we know a proton is not an elementary particle and, hence, the motion of its constituent parts (*quarks*) is… Well… It complicates the picture hugely.

If we’d presume the electron charge would, effectively, be rotating about the center, then its tangential velocity is given by *v* = *a*·ω = [ħ·/(m·*c*)]·(E/ħ) = *c*, which is yet another wonderful implication of our hypothesis. Finally, the *c *= *a*·ω formula allowed us to interpret the speed of light as the *resonant frequency *of the fabric of space itself, as illustrated when re-writing this equality as follows:

This gave us a natural and forceful interpretation of Einstein’s mass-energy equivalence formula: the energy in the E = m·*c*^{2}· equation is, effectively, a two-dimensional oscillation of mass.

However, while toying with this and other results (for example, we may derive a Poynting vector and show probabilities are, effectively, proportional to energy densities), I realize the *plane *of our two-dimensional oscillation can*not *be perpendicular to the direction of motion of our particle. In fact, the direction of motion must lie in the same plane. This is a direct consequence of the *direction *of the angular momentum as measured by, for example, the Stern-Gerlach experiment. The basic idea here is illustrated below (credit for this illustration goes to another blogger on physics). As for the Stern-Gerlach experiment itself, let me refer you to a YouTube video from the *Quantum Made Simple *site.

The point is: the direction of the angular momentum (and the magnetic moment) of an electron—or, to be precise, its component as measured in the direction of the (inhomogenous) magnetic field through which our electron is *traveling*—can*not* be parallel to the direction of motion. On the contrary, it is *perpendicular* to the direction of motion. In other words, if we imagine our electron as some rotating disk or a flywheel, then it will actually *comprise *the direction of motion.

What are the implications? I am not sure. I will definitely need to review whatever I wrote about the *de Broglie *wavelength in previous posts. We will also need to look at those transformations of amplitudes once again. Finally, we will also need to relate this to the quantum-mechanical formulas for the angular momentum and the magnetic moment.

**Post scriptum**: As in previous posts, I need to mention one particularity of our model. When playing with those formulas, we contemplated two different formulas for the angular mass: one is the formula for a rotating mass (I = m·*r*^{2}/2), and the other is the one for a rotating mass (I = m·*r*^{2}). The only difference between the two is a 1/2 factor, but it turns out we need it to get a sensical result. For a rotating mass, the angular momentum is equal to the radius times the momentum, so that’s the radius times the mass times the velocity: L = m·*v**·r*. [See also Feynman, Vol. II-34-2, in this regard)] Hence, for our model, we get L = m·*v**·r* = m·*c**·a** = m·c·*ħ/(m·*c*) = ħ. Now, we *know *it’s equal to ±ħ/2, so we need that 1/2 factor in the formula.

Can we relate this 1/2 factor to the *g*-factor for the electron’s magnetic moment, which is (approximately) equal to 2? Maybe. We’d need to look at the formula for a rotating charged disk. That’s for a later post, however. It’s been enough for today, right? 🙂

I would just like to signal another interesting consequence of our model. If we would interpret the radius of our disk (*a*)—so that’s the Compton radius of our electron, as opposed to the Thomson radius—as the *uncertainty in the position of our electron*, then our L = m·*v**·r* = m·*c**·a *= p*·a** =* ħ/2 formula as a very particular expression of the Uncertainty Principle: p·Δ*x=* ħ/2. Isn’t that just plain *nice*? 🙂